DF
David C. Fischer
PUTNAM INVESTMENT MANAGEMENT
BOSTON, MA 02110
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CRD#: 4815310
DF
Professional summary
David Charles Fischer, who also goes by David Charles Benson Fischer, David C Fischer, is a registered financial advisor currently at PUTNAM INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Charles Benson Fischer | David C Fischer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Charles Fischer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2015 - Present
PUTNAM INVESTMENT MANAGEMENT, LLC
Office #1: 100 Federal St, Boston, MA 02110RIA
CRD#: 106629
BOSTON, MA
Current
January 3, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078BD
CRD#: 109064
Short Hills, NJ
Past
April 25, 2011 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
Bloomfield, MI
Past
May 5, 2010 - March 28, 2011
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
December 14, 2007 - May 6, 2010
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
September 1, 2004 - December 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BLOOMFIELD HILLS, MI
Past
August 13, 2004 - December 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BLOOMFIELD HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2024)
RR
Alaska(1/3/2024)
RR
Arizona(1/3/2024)
RR
Arkansas(1/3/2024)
RR
California(1/3/2024)
RR
Colorado(1/3/2024)
RR
Connecticut(1/3/2024)
RR
Delaware(1/3/2024)
RR
District of Columbia(1/3/2024)
RR
Florida(1/3/2024)
RR
Georgia(1/3/2024)
RR
Hawaii(1/3/2024)
RR
Idaho(1/3/2024)
RR
Illinois(1/3/2024)
RR
Indiana(1/3/2024)
RR
Iowa(1/3/2024)
RR
Kansas(1/3/2024)
RR
Kentucky(1/3/2024)
RR
Louisiana(1/3/2024)
RR
Maine(1/3/2024)
RR
Maryland(1/3/2024)
IAR
Massachusetts(10/5/2015)
RR
Massachusetts(1/9/2024)
RR
Michigan(1/3/2024)
RR
Minnesota(1/3/2024)
RR
Mississippi(1/3/2024)
RR
Missouri(1/3/2024)
RR
Montana(1/3/2024)
RR
Nebraska(1/3/2024)
RR
Nevada(1/2/2025)
RR
New Hampshire(1/3/2024)
RR
New Jersey(1/3/2024)
RR
New Mexico(1/3/2024)
RR
New York(1/3/2024)
RR
North Carolina(1/2/2025)
RR
North Dakota(1/3/2024)
RR
Ohio(1/3/2024)
RR
Oklahoma(1/3/2024)
RR
Oregon(1/3/2024)
RR
Pennsylvania(1/10/2024)
RR
Puerto Rico(1/3/2024)
RR
Rhode Island(1/3/2024)
RR
South Carolina(1/3/2024)
RR
South Dakota(1/3/2024)
RR
Tennessee(1/3/2024)
RR
Texas(1/3/2024)
RR
Utah(1/3/2024)
RR
Vermont(1/3/2024)
RR
Virgin Islands(1/3/2024)
RR
Virginia(1/3/2024)
RR
Washington(1/3/2024)
RR
West Virginia(2/15/2024)
RR
Wisconsin(1/3/2024)
RR
Wyoming(1/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 2/22/2024
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Federal St, Boston, MA 02110
Mailing Address
Phone number
(617) 292-1000
Established
Firm type
Fiscal year end
# of Employees
197
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 85,208,444,537 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629Boston, MA 02110TRUST BUT VERIFY
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