Molly Ono
Professional summary
Molly Ono, who also goes by Molly Elizabeth Newcomb Ms., Molly Elizabeth Newcomb, Molly Newcomb, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Seattle, Washington.
Molly is registered as a RR (Registered Representative) and started their career in finance in 2005. Molly has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7TO, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Molly Ono's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 520 Pike Street, Seattle, WA 98101January 4, 2021 - June 14, 2022
FORESIDE FINANCIAL SERVICES, LLC
October 28, 2019 - December 31, 2020
ALPS DISTRIBUTORS, INC.
March 6, 2008 - May 3, 2013
INVESCO ADVISERS, INC.
December 7, 2007 - May 3, 2013
INVESCO DISTRIBUTORS, INC.
January 24, 2007 - December 7, 2007
AT INVESTOR SERVICES, INC.
September 9, 2005 - March 17, 2006
UBS FINANCIAL SERVICES INC.
July 21, 2005 - March 17, 2006
UBS FINANCIAL SERVICES INC.
May 9, 2005 - June 28, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 7/8/2019
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
