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Patricia L. Cerny

BLACK EDGE SECURITIES LLC
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 4814964
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Professional summary

Patricia L Cerny is a registered financial professional currently at BLACK EDGE SECURITIES LLC located in Chicago, Illinois and DNA SECURITIES LLC located in Chicago, Illinois.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 2004. Patricia has worked at 22 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 4, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia L Cerny's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2020 - Present

BLACK EDGE SECURITIES LLC

Office #1: 811 West Fulton Suite 400, Chicago, IL 60607
BD
CRD#: 309241
Chicago, IL
Current

March 1, 2022 - Present

DNA SECURITIES LLC

Office #1: 141 W. Jackson, Suite 1710a, Chicago, IL 60604
BD
CRD#: 312799
Chicago, IL
Current

September 6, 2024 - Present

TTBD, LLC

Office #1: 850 Third Avenue 15th Floor, New York, NY, 10022
BD
CRD#: 327863
NEW YORK, NY
Past

October 16, 2023 - November 3, 2024

ATOMIC VAULTS SECURITIES, LLC

BD
CRD#: 317194
SAN FRANCISCO, CA
Past

April 15, 2021 - June 6, 2022

PRIME CAPITAL MARKETS, LLC

BD
CRD#: 310298
CHICAGO, IL
Past

October 15, 2019 - November 18, 2020

DOUGALL & ASSOCIATES INC.

BD
CRD#: 42324
SAINT JOHN, IN
Past

May 21, 2019 - November 26, 2019

GENTCO TRADING GROUP LP

BD
CRD#: 168655
CHICAGO, IL
Past

June 27, 2018 - October 20, 2020

LUPO SECURITIES, LLC

BD
CRD#: 43761
CHICAGO, IL
Past

June 6, 2018 - March 27, 2019

G2 TRADING LLC

BD
CRD#: 159978
CHICAGO, IL
Past

April 3, 2018 - February 8, 2023

SUMO CAPITAL, LLC

BD
CRD#: 146310
CHICAGO, IL
Past

September 26, 2017 - November 8, 2018

FIVES CAPITAL, LLC

BD
CRD#: 289747
BALA CYNWYD, PA
Past

August 7, 2017 - March 1, 2018

SPOT TRADING L.L.C.

BD
CRD#: 47666
CHICAGO, IL
Past

July 10, 2017 - September 4, 2018

GENTCO TRADING GROUP LP

BD
CRD#: 168655
CHICAGO, IL
Past

June 8, 2017 - November 30, 2018

SIMPLEX TRADING, LLC

BD
CRD#: 153585
CHICAGO, IL
Past

January 25, 2017 - May 9, 2025

GX2 SPREAD MARKETS, LLC

BD
CRD#: 171355
Chicago, IL
Past

April 12, 2016 - May 10, 2017

ESSEX RADEZ LLC

BD
CRD#: 34649
CHICAGO, IL
Past

January 30, 2008 - March 7, 2016

CITI ORDER ROUTING AND EXECUTION, LLC

BD
CRD#: 103768
MT. PLEASANT, SC
Past

September 16, 2005 - March 7, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CHICAGO, IL
Past

August 2, 2005 - August 2, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 2, 2005 - March 7, 2016

CITIGROUP DERIVATIVES MARKETS INC.

BD
CRD#: 133084
MINNETONKA, MN
Past

February 8, 2005 - April 8, 2005

CITADEL SECURITIES LLC

BD
CRD#: 116797
MIAMI, FL
Past

December 14, 2004 - April 8, 2005

ARAGON INVESTMENTS, LTD.

BD
CRD#: 37134
CHICAGO, IL
Past

November 17, 2004 - April 8, 2005

PALAFOX TRADING LLC

BD
CRD#: 131114
MIAMI, FL
Past

November 5, 2004 - April 8, 2005

CITADEL TRADING GROUP L.L.C.

BD
CRD#: 24514
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/23/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 10/31/2005
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/27/2005
General Securities Principal Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

TL
TTBD, LLC
TTBD, LLC

CRD#: 327863 / SEC#: , 8-71139

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
850 Third Avenue 15th Floor, New York, NY, 10022
Mailing Address
850 Third Avenue 15th Floor, New York, NY, 10022
Phone number
(646) 432-4000
Established
Illinois since 11/20/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TT SECURITIES GROUP, LLCOWNER
CERNY, PATRICIA LCHIEF COMPLIANCE OFFICER4814964
SLOAN NOWAK, JACQUELINE LEEFINANCIAL AND OPERATION PRINCIPAL2717305
WEILER, PETER LAWRENCECHIEF EXECUTIVE OFFICER1634937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TTBD, LLC

CRD#: 327863Chicago, IL 60607

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