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CRD#: 312799
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DNA SECURITIES LLC is located at 141 W. Jackson Suite 1710a, Chicago, IL 60604 and was first established at Chicago, Delaware in 01/22/2021. After operating for 4 years, DNA SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DNA SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. DNA SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DNA SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DNA SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DNA SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DNA SECURITIES LLC Comes From

Understanding the Statistics for DNA SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
141 W. Jackson Suite 1710a, Chicago, IL 60604
Mailing Address
115 W. Thomas Street, Arlington Heights, IL 60004
Firm Size
Small
Phone Number
(847) 363-1374
Established
Delaware since 01/22/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STRANDS GROUP USA INC.SOLE MEMBER
CERNY, PATRICIA LCHIEF COMPLIANCE OFFICER4814964
RODRIGUEZ, DAX PANCHIEF COMMERCIAL OFFICER5700954
WETZEL, RONALD LEEFINOP & CEO4671726
WETZEL, RONALD LEEREGISTERED OPTIONS PRINCIPAL4671726

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at DNA SECURITIES LLC

RW

Ronald Lee Wetzel

Ron L Wetzel, Ron Wetzel
IAR
RR
CRD#: 4671726
Location:
Arlington Heights, IL
Company:
MERRIWETHER INVESTMENTS, INC.
Disclosures:
Experience:
22 years
View Profile
DR

Dax Pan Rodriguez

IAR
RR
CRD#: 5700954
Location:
Chicago, IL
Company:
MERRIWETHER INVESTMENTS, INC.
Disclosures:
Experience:
16 years
View Profile
PC

Patricia L Cerny

RR
CRD#: 4814964
Location:
Chicago, IL 60607
Company:
BLACK EDGE SECURITIES LLC
Disclosures:
Experience:
21 years
View Profile
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