Lawrence K. Lai
Professional summary
Lawrence K Lai, who also goes by Larry K Lai, Lawrence Lai, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2004. Lawrence has worked at 3 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence K Lai's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2017 - Present
ALT FUND DISTRIBUTORS LLC
Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017February 7, 2012 - June 16, 2017
WEDBUSH SECURITIES INC.
September 15, 2004 - December 5, 2008
TD OPTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/23/2012
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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