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CS

Christopher Snooks

THE LEADERS GROUP
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 4814222
CS
Christopher SnooksTHE LEADERS GROUP

Professional summary

Christopher Snooks, who also goes by Christopher S Snooks, Christopher Snooks, Christopher Shawn Snooks, Chrstiopher Snooks, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 13 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

Aliases

Christopher S Snooks | Christopher Snooks | Christopher Shawn Snooks | Chrstiopher Snooks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Snooks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2026 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
SUMMIT, NJ
Past

May 26, 2026 - August 7, 2026

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BIRMINGHAM, MI
Past

February 1, 2024 - May 23, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
STERLING HTS, MI
Past

September 27, 2019 - February 1, 2024

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
STERLING HEIGHTS, MI
Past

July 9, 2015 - January 25, 2019

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN
Past

April 23, 2014 - July 14, 2015

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
TROY, MI
Past

April 21, 2014 - July 14, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
TROY, MI
Past

September 12, 2013 - February 25, 2014

PNC CAPITAL ADVISORS LLC

RIA
CRD#: 151829
TROY, MI
Past

September 10, 2013 - February 7, 2014

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
PORTLAND, ME
Past

June 28, 2011 - July 29, 2013

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
TROY, MI
Past

June 28, 2011 - July 29, 2013

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
TROY, MI
Past

April 26, 2010 - May 26, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
BLOOMFIELD HILLS, MI
Past

April 21, 2010 - May 26, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BLOOMFIELD HILLS, MI
Past

September 8, 2009 - April 14, 2010

PROFESSIONAL ASSET MANAGEMENT, INC.

BD
CRD#: 21125
TROY, MI
Past

February 19, 2008 - July 29, 2009

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

March 1, 2006 - February 4, 2008

PROFESSIONAL ASSET MANAGEMENT, INC.

BD
CRD#: 21125
TROY, MI
Past

September 13, 2004 - March 1, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BLOOMFIELD HILLS, MI
Past

August 18, 2004 - March 1, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BLOOMFIELD HILLS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(9/24/2026)
RR
Pennsylvania
(9/24/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 9/10/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Status Unavailable
Passed: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 8/17/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157Summit, NJ 07901

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