RO
Robert F. Overton
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
OVERLAND PARK, KS 66211
Some features on this profile are disabled
CRD#: 4813434
RO
Professional summary
Robert Frederick Overton, CFP®, who also goes by Rob Frederick Overton, Robbie Frederick Overton, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Overland Park, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Overland Park, Kansas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Frederick Overton | Robbie Frederick Overton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. ACCORDION PLAYER, NON-SECURITIES RELATED,SOLE PROPRIETORSHIP,13303 W 104TH ST LENEXA, KS 66215, STARTED THIS ACTIVITY: APRIL 1999,15 HOURS/MONTH, 0 DURING SECURITIES TRADING HOURS,OCCASIONAL NON-SOLICITED GIGS TO ENLIVEN PARTIES, ENTERTAIN LISTENERS, AND DELIGHT THE GENERAL PUBLIC THROUGH OCCASIONAL, UNSOLICITED PERFORMANCES AT VARIOUS ACTIVITIES AND RECITALS TOTALING $1,000 OR LESS EACH YEAR". 3)FINANCIAL PROFESSIONALS, INC. 4600 COLLEGE BLVD. #106 OVERLAND PARK, KS 66211. BEGAN 04/01/2006 AS INSURANCE AGENT. INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES FIXED LIFE, DISABILITY AND LONG-TERM CARE INSURANCE. INVESTMENT RELATED. DEVOTES 10 HRS/WK. 2 HRS DURING TRADING. 4) LEAWOOD BAPTIST CHURCH, 8200 STATE LINE ROAD, LEAWOOD, KS, CHURCH PERSONNEL COMMITTEE MEMBER, 02/1/20, NIR, 10/YR, 0/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Robert Frederick Overton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
September 26, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4600 College Blvd Ste 106, Overland Park, KS 66211RIA
CRD#: 134139
OVERLAND PARK, KS
Current
September 26, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4600 College Blvd Ste 106, Overland Park, KS 66211BD
CRD#: 39543
Overland Park, KS
Past
December 13, 2005 - September 28, 2011
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
OVERLAND PARK, KS
Past
June 24, 2004 - September 28, 2011
FSC SECURITIES CORPORATION
BD
CRD#: 7461
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/23/2016)
RR
Arizona(8/26/2014)
RR
Arkansas(8/26/2016)
RR
California(10/11/2016)
RR
Colorado(9/26/2011)
RR
Florida(1/2/2018)
RR
Georgia(6/29/2012)
RR
Idaho(8/15/2024)
RR
Illinois(9/26/2011)
RR
Iowa(9/25/2012)
RR
Kansas(9/26/2011)
IAR
Kansas(9/26/2011)
RR
Maryland(9/26/2011)
RR
Missouri(9/26/2011)
RR
Nebraska(1/2/2018)
RR
Nevada(1/2/2018)
RR
North Carolina(8/8/2017)
RR
Ohio(2/1/2016)
RR
Oklahoma(1/2/2018)
RR
Oregon(9/26/2011)
RR
Tennessee(1/9/2019)
RR
Texas(5/10/2013)
IAR
Texas(5/10/2013)
RR
Washington(7/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
