AC
Alexandre D. Cohen
HEIGHTS LLC
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 4813412
AC
Professional summary
Alexandre David Cohen, who also goes by Alexandre David Cohen, Alexandre Cohen, Alex Cohen, is a registered financial advisor currently at HEIGHTS LLC located in Los Angeles, California and HOLLISTER ASSOCIATES, LLC located in Los Angeles, California.
Alexandre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Alexandre has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexandre David Cohen | Alexandre Cohen | Alex Cohen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HEIGHTS CORP. - MANAGER OF LOS ANGELES HOLDING COMPANY FOR COHEN'S PART-OWNERSHIP IN HEIGHTS, LLC; ROLE IS TO PROVIDE MANAGEMENT SERVICES; DEVOTES LESS THAN 1 HOUR/MONTH TO ACTIVITY, MOSTLY DURING TRADING HOURS; NON-INVESTMENT RELATED BUSINESS. 2) HEIGHTS, LLC - CEO OF LOS ANGELES INVESTMENT ADVISER PROVIDING INVESTMENT SERVICES TO CLIENTS, STRATEGIC ADVIOSRY SERVICES TO COMPANIES AND CLIENTS, INVEST IN BUSINESSES, AND SERVING AS MANAGER TO PREVIOUSLY ESTABLISHED LLCS; ROLE IS TO MANAGE BUSINESS, PROVIDE ADVICE/SERVICES/INVESTMENT, AND HELP MANAGE LLCS; DEVOTES APPROXIMATELY 160 HOURS/MONTH ON ACTIVITY, MOST OF WHICH IS DURING TRADING HOURS; INVESTMENT-RELATED; STARTED MAY 2021. 3) HEIGHTS FUND l, GP, LLC - MANAGER FOR LOS ANGELES BASED GENERAL PARTNER TO LIMITED PARTNERSHIP (HEIGHTS FUND l, LP); ROLE IS TO CARRY GP DUTIES; DEVOTES APPROXIMATELY 1 HOUR/MONTH ON ACTIVITY, MOSTLY DURING TRADING HOURS; NON-INVESTMENT RELATED. 4) HEIGHTS FUND MANAGEMENT, LLC - MANAGER FOR LOS ANGELES BASED MANAGEMENT COMPANY TO THE HEIGHTS FUND l, LP. DEVOTES APPROXIMATELY 40 HOURS/MONTH ON ACTIVITY, MOST OF WHICH IS DURING TRADING HOURS; NON-INVESTMENT RELATED. 5) NES BUILDERS LP - MANAGER OF LOS ANGELES BASED LP ESTABLISHED FOR PERSONAL INVESTMENTS; ROLE TO MAKE PERSONAL INVESTMENTS; DEVOTES APPROXIMATELY 5 HOURS/MO, MOSTLY DURING TRADING HOURS; PERSONAL INVESMTENT RELATED. 6) ADOPT, LLC - SERVES ON BOARD OF DIRECTORS FOR PORTLAND, OR BASED MARKETING AGENCY; ROLE IS TO CARRYOUT BOARD DUTIES; DEVOTES LESS THAN 2 HOURS/MONTH OFTEN DURING TRADING HOURS; NON-INVESTMENT RELATED. 7) AFTER MARKET, INC. - SERVES ON BOARD OF DIRECTORS LOS ANGELES BASED CLOTHING COMPANY; ROLE IS TO CARROUT BOARD DUTIES; DEVOTES APPROXIMATELY 1 HOUR/MONTH TO ACTIVITY, WHICH MAY BE DURING TRADING HOURS; NON-INVESTMENT RELATED. 8) CLUTCH ATHLETICS - SERVES ON BOARD OF DIRECTORS FOR LOS ANGELES BASED APPAREL COMPANY; ROLE IS TO CARRYOUT BOARD DUTIES; DEVOTES LESS THAN 4 HOURS/MONTH TO ACTIVITY, SOME OF WHICH MAY BE DURING TRADING HOURS; NON-INVESTMENT RELATED. 9) HANA KUMA - SERVES ON BOARD OF DIRECTORS FOR LOS ANGELES BASED MEDIA COMPANY; ROLE IS TO CARRYOUT BOARD DUTIES; DEVOTES APPROXIMATELY 1 HOUR/MONTH TO ACTIVITY WHICH MAY BE DURING TRADING HOURS; NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Alexandre David Cohen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2021 - Present
HEIGHTS LLC
Office #1: 11111 Santa Monica Blvd Suite 2100, Los Angeles, CA 90025RIA
CRD#: 315969
Los Angeles, CA
Current
August 25, 2024 - Present
HOLLISTER ASSOCIATES, LLC
Office #1: 11111 Santa Monica Boulevard, Los Angeles, CA 90025BD
CRD#: 173366
LOS ANGELES, CA
Past
July 18, 2021 - January 31, 2023
HOLLISTER ASSOCIATES, LLC
BD
CRD#: 173366
MOUNT PLEASANT, SC
Past
March 4, 2010 - January 4, 2021
MSA SECURITIES, LLC
BD
CRD#: 150557
SANTA MONICA, CA
Past
July 12, 2004 - July 12, 2007
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HL
HEIGHTS LLC
HEIGHTS LLC
CRD#: 315969 / SEC#: 801-128704
RIA
Registered Investment Advisory firm - (9/11/2023 Approved)California
Registered Investment Advisory firm - (4/29/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(10/20/2021)
RR
California(8/25/2024)
RR
New York(10/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 9/1/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
HL
HEIGHTS LLC
HEIGHTS LLC
CRD#: 315969 / SEC#: 801-128704
RIA
Registered Investment Advisory firm - (9/11/2023 Approved)California
Registered Investment Advisory firm - (4/29/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11111 Santa Monica Blvd Suite 2100, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 640-7647
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 205,594,337 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
