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JL

Jeffrey A. Lee

WESTPORT FINANCIAL SERVICES, L.L.C.
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 4813199
JL

Professional summary

Jeffrey Andrew Lee, who also goes by Jeff Lee, is a registered financial professional currently at WESTPORT FINANCIAL SERVICES, L.L.C. located in San Diego, California.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2006. Jeffrey has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Andrew Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2006 - Present

WESTPORT FINANCIAL SERVICES, L.L.C.

Office #1: 16870 West Bernardo Drive Suite 400, San Diego, CA 92127
BD
CRD#: 38449
San Diego, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/16/2007)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WESTPORT FINANCIAL SERVICES, L.L.C.
WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449 / SEC#: , 8-48204

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Mailing Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Phone number
(203) 653-2430
Established
Delaware since 09/19/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WESTPORT HRH, LLCSHAREHOLDER
ANGELL, CARTER MICHAELCEO & FINOP - CHIEF FINANCIAL OFFICER7846268
HELLER, JEANNE RENEPRESIDENT & CHIEF COMPLIANCE OFFICER (CCO)2387549
PINTO, JAMES MARKVICE PRESIDENT & SECRETARY3045169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449San Diego, CA 92127

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