Charles S. Harrison
Professional summary
Charles Stewart Harrison, who also goes by Charles Harrison, Chuck Harrison, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2004. Charles has worked at 3 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Stewart Harrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2023 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484October 17, 2018 - February 10, 2023
EMPOWER FINANCIAL SERVICES, INC.
April 6, 2005 - October 3, 2018
EQUITABLE ADVISORS, LLC
August 11, 2004 - October 3, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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