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TN

Tyre F. Newsome

Some features on this profile are disabled
CRD#: 4812894
TN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tyre Fred Newsome Sr, who also goes by Fred T Newsome, Tyre F. Newsome, Tyre Fred Newsome, was a registered financial professional .

Tyre is a previously registered financial professional and started their career in finance in 2004. Tyre had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fred T Newsome | Tyre F. Newsome | Tyre Fred Newsome

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 1, 2025 - October 29, 2025

ESSEX SECURITIES LLC

BD
CRD#: 46605
JERSEY CITY, NJ
Past

May 23, 2023 - November 3, 2023

CATHAY SECURITIES, INC.

BD
CRD#: 21821
NEW YORK, NY
Past

December 8, 2020 - October 18, 2021

BROOKLIGHT PLACE SECURITIES, INC.

BD
CRD#: 15764
Mableton, GA
Past

March 19, 2018 - December 13, 2019

IBN FINANCIAL SERVICES, INC.

BD
CRD#: 42360
LIVERPOOL, NY
Past

May 9, 2017 - November 24, 2017

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

June 7, 2016 - March 30, 2017

CAPE SECURITIES INC.

BD
CRD#: 7072
NEW YORK, NY
Past

April 4, 2016 - May 4, 2016

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

July 1, 2015 - April 4, 2016

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
New York, NY
Past

September 13, 2013 - May 21, 2015

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

July 22, 2013 - August 2, 2013

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

March 13, 2013 - June 21, 2013

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

July 15, 2010 - July 21, 2011

CALDWELL INTERNATIONAL SECURITIES

BD
CRD#: 104323
NASSAU,
Past

August 6, 2008 - July 15, 2010

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

August 7, 2007 - June 30, 2008

MAXIMUM FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 40096
NEW YORK, NY
Past

February 1, 2007 - September 6, 2007

AVALON PARTNERS, INC.

BD
CRD#: 41357
NEW YORK, NY
Past

November 22, 2005 - January 19, 2007

GREAT EASTERN SECURITIES, INC.

BD
CRD#: 2061
NEW YORK, NY
Past

September 17, 2004 - May 19, 2005

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2004
General Securities Representative Examination

Current Firm

ES
ESSEX SECURITIES LLC
EASTERN POINT DISTRIBUTORS, LLC | INVESTORS MARKETING WHOLESALE SERVICES | INVESTORS MARKETING SERVICES | FIRST ESSEX SECURITIES, LLC. | ESSEX SECURITIES LLC

CRD#: 46605 / SEC#: , 8-51472

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302
Mailing Address
Po Box 3602, Jersey City, NJ 07303-3602
Phone number
(201) 777-7121
Established
Massachusetts since 12/27/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ES GROUP, INCOWNER
BEATON, DANIEL STEWARTFINOPS4240769
GUPTA, PRAKASHCHIEF EXECUTIVE OFFICER5784605
SHEPETIN, LLOYD ECHIEF COMPLIANCE OFFICER1263121

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ESSEX SECURITIES LLC

CRD#: 46605

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