WS
Warren M. Schneider
KESTRA ADVISORY SERVICES
Morristown, NJ 07960
Some features on this profile are disabled
CRD#: 4812820
WS
Professional summary
Warren M Schneider is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Morristown, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Morristown, New Jersey.
Warren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Warren has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: SCHNEIDER FINANCIAL MANAGEMENT, LLC DOING BUSINESS AS SCHNEIDER FINANCIAL POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 07/08/2008 ADDRESS: 1099 Mount Kemble Ave, Suite 2B, Morristown NJ 07960, United States DESCRIPTION: Owner of operating company for financial services with Kestra Financial. Financial advisor for approximately 100 advisory accounts Management and supervision of one other advisor, one registered field representative and two field representatives Name: NEW JERSEY PHOTOWORKS LLC DBA PHOTOWORKS USA POSITION: Owner NATURE: Photography INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2012 ADDRESS: 10 Windsor Way, Morristown NJ 07960, United States DESCRIPTION: Photographer Name: SCHNEIDER & CICCONE CERTIFIED PUBLIC ACCOUNTANTS LLC POSITION: Partner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/15/1995 ADDRESS: 10 Windsor Way, Morristown NJ 07960, United States DESCRIPTION: 50% owner of entity previously used for CPA services. Currently no business being done through this entity. Name: SCHNEIDER & COMPANY CERTIFIED PUBLIC ACCOUNTANTS PC POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 12/23/1994 ADDRESS: 1099 Mount Kemble Avenue, Suite 2B, Morristown NJ 07960, United States DESCRIPTION: Preparation of payroll for all common employees of Schneider Financial, Schneider & Company Certified Public Accountants PC, Arciprete Schneider & Company CPAs LLC and The Forensic Accounting Group, Inc. Preparation of Individual income tax preparation for several clients Name: THE FORENSIC ACCOUNTING GROUP INC POSITION: Co-Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/29/1994 ADDRESS: 1099 Mount Kemble Avenue, Suite 2B, Morristown NJ 07960, United States DESCRIPTION: Litigation support services range from research, accounting opinions, fraud investigations, expert witness testimony and the preparation of forensic reports with graphic exhibits Name: ARCIPRETE SCHNEIDER & COMPANY CPAS LLC POSITION: Consultant - no equity ownership NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2020 ADDRESS: 18 Kings Highway, Suite 206, Middletown NJ 07748, United States DESCRIPTION: Preparation of Individual, Corporate, Partnership and Fiduciary tax returns predominately for family for no compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Warren M Schneider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1099 Mount Kemble Ave Suite 2b, Morristown, NJ 07960RIA
CRD#: 283330
Morristown, NJ
Current
September 25, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1099 Mount Kemble Ave Suite 2b, Morristown, NJ 07960BD
CRD#: 42046
Morristown, NJ
Past
January 28, 2014 - September 30, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Morristown, NJ
Past
January 27, 2014 - September 30, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Morristown, NJ
Past
July 30, 2004 - January 27, 2014
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PARSIPPANY, NJ
Past
June 15, 2004 - January 27, 2014
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/25/2025)
RR
Colorado(9/25/2025)
RR
Connecticut(9/25/2025)
RR
Florida(9/25/2025)
RR
Illinois(9/25/2025)
RR
Maryland(9/25/2025)
RR
Massachusetts(9/25/2025)
RR
New Jersey(9/25/2025)
IAR
New Jersey(9/25/2025)
RR
New York(9/25/2025)
RR
Ohio(9/25/2025)
RR
Pennsylvania(9/25/2025)
RR
Texas(9/25/2025)
IAR
Texas(9/26/2025)
RR
Virginia(9/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
