James A. Mcgrail
Professional summary
James Andrew Mcgrail, who also goes by James A Mcgrail, Jimmy Mcgrail, is a registered financial professional currently at INTELLIGENT CROSS LLC located in Stamford, Connecticut.
James is registered as a RR (Registered Representative) and started their career in finance in 2009. James has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Andrew Mcgrail's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2023 - Present
INTELLIGENT CROSS LLC
Office #1: Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902September 22, 2022 - September 28, 2022
RBC CMA LTD
November 9, 2021 - February 16, 2023
RBC CAPITAL MARKETS, LLC
May 6, 2021 - October 28, 2021
BARCLAYS CAPITAL INC.
April 9, 2009 - April 5, 2021
EBX LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INTELLIGENT CROSS LLC
CRD#: 288946 / SEC#: , 8-69970
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
