ES
Eric I. Smookler
WILMINGTON TRUST INVESTMENT ADVISORS
Wilmington, DE 19890-0001
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CRD#: 4812701
ES
Professional summary
Eric I Smookler is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Wilmington, Delaware.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Eric has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Eric I Smookler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2004 - Present
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
Office #1: Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001RIA
CRD#: 106909
Wilmington, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.
CRD#: 106909 / SEC#: 801-50883
RIA
Registered Investment Advisory firm - (12/27/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(9/29/2004)
Current Firm
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.
CRD#: 106909 / SEC#: 801-50883
RIA
Registered Investment Advisory firm - (12/27/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001
Mailing Address
Phone number
(212) 965-5938
Established
Firm type
Fiscal year end
# of Employees
126
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,540 |
| AUM (Assets Under Management) | $ 17,432,390,316 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/28/2024 | ||
| 09/08/2023 | ||
| 10/21/2022 |
Red Flags
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Company Information
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
CRD#: 106909Wilmington, DE 19890-0001TRUST BUT VERIFY
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