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HB

Hamadi Benmustapha

OBERON SECURITIES
New York, NY 10022
CRD#: 4812679
Some features on this profile are disabled
HB
Hamadi BenmustaphaOBERON SECURITIES

Professional summary

Hamadi Benmustapha, who also goes by Hamadi Ben Mustapha, Mohamed Ben Mustapha, Mohamed Ben Mustapha, is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.

Hamadi is registered as a RR (Registered Representative) and started their career in finance in 2008. Hamadi has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hamadi Ben Mustapha | Mohamed Ben Mustapha | Mohamed Ben Mustapha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hamadi Benmustapha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2026 - Present

OBERON SECURITIES, LLC

Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022
BD
CRD#: 132598
New York, NY
Past

September 16, 2024 - September 23, 2024

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
New York, NY
Past

June 28, 2024 - September 4, 2024

GT SECURITIES, INC.

BD
CRD#: 116012
LOS ANGELES, CA
Past

November 6, 2021 - February 22, 2024

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY
Past

March 13, 2008 - June 21, 2018

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/15/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/6/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/21/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OBERON SECURITIES, LLC
OBERON SECURITIES, LLC

CRD#: 132598 / SEC#: , 8-66607

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
445 Park Avenue, Suite 4b, New York, NY 10022
Mailing Address
445 Park Avenue, Suite 4b, New York, NY 10022
Phone number
(212) 386-7080
Established
New York since 04/11/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OBERON MANAGEMENT, LLCMEMBER
BRESLAWSKY, ADAM SCOTTMANAGER2522542
EPSTEIN, ELADFINOP, MANAGER, ACO2731183
SCHMIDT, NICOLE ALEXANDRACCO, MANAGER2686117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OBERON SECURITIES, LLC

CRD#: 132598New York, NY 10022

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