SJ
Scot W. Jacobs
CETERA INVESTMENT ADVISERS LLC
SPRINGFIELD, IL 62711
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CRD#: 4812651
SJ
Professional summary
Scot Wayne Jacobs, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springfield, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Springfield, Illinois.
Scot is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Scot has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scot Wayne Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
December 5, 2012 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3201 S Meadow Brook Road Suite B, Springfield, IL 62711Office #2: 207 West Jefferson Ste 306, Bloomington, IL 61701RIA
CRD#: 105644
SPRINGFIELD, IL
Current
September 5, 2012 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 3201 S. Meadowbrook Road Suite B, Springfield, IL 62711Office #2: 207 West Jefferson Ste 306, Bloomington, IL 61701BD
CRD#: 10358
Springfield, IL
Past
September 9, 2005 - August 27, 2012
SCOTTRADE, INC.
BD
CRD#: 8206
TINLEY PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2016)
RR
Arizona(1/19/2016)
RR
Arkansas(12/5/2024)
RR
California(9/29/2015)
RR
Colorado(7/26/2016)
RR
Connecticut(1/3/2022)
RR
Florida(4/16/2015)
RR
Illinois(9/5/2012)
IAR
Illinois(12/5/2012)
RR
Indiana(5/29/2015)
RR
Kentucky(4/22/2016)
RR
Massachusetts(1/3/2022)
RR
Michigan(2/24/2017)
RR
Minnesota(3/3/2021)
RR
Missouri(4/16/2015)
RR
New Mexico(4/30/2024)
RR
North Carolina(1/30/2025)
RR
Ohio(1/4/2022)
RR
Oregon(8/25/2017)
RR
Texas(1/19/2016)
IAR
Texas(2/22/2021)
RR
Virginia(4/16/2015)
RR
Washington(8/25/2017)
RR
Wisconsin(5/29/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
