Joshua G. Rudoy

ARGYLE CAPITAL PARTNERS

LOS ANGELES, CA 90067

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CRD#: 4811563

Professional summary

Joshua Gregory Rudoy, who also goes by Josh Rudoy, Joshua Rudoy, is a registered financial advisor currently at ARGYLE CAPITAL PARTNERS, LLC located in Los Angeles, California.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joshua has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Rudoy | Joshua Rudoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent Not investment related 10100 Santa Monica Blvd, Suite 300 Los Angeles, CA 90067 3/1/2017 10 hours per month, all during market hours Wilshire Rotary Club; Not-Investment Related; 743 S. Lucerne Blvd, Los Angeles, CA 90005; President-Elect and Current Board Member; 2012; 24 Hours per month, none during securities trading hours; community service, meeting attendance, fellowship events and preparation for my Presidency which begins in July 2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Gregory Rudoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2012 - Present

ARGYLE CAPITAL PARTNERS, LLC

Office #1: 1925 Century Park East Suite 1140, Los Angeles, CA 90067

RIA

CRD#: 162246

LOS ANGELES, CA

Past

Registered Investment Advisory firm - (8/4/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/3/2012)

IAR

Colorado
(11/7/2013)

IAR

Texas
(7/27/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/2004

General Securities Representative Examination

Current Firm

ARGYLE CAPITAL PARTNERS, LLC

ABS INVESTMENT ADVISORS, LLC | ARGYLE CAPITAL PARTNERS, LLC

CRD#: 162246 / SEC#: 801-121915

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

California

Registered Investment Advisory firm - (9/3/2021 Terminated)

Colorado

Registered Investment Advisory firm - (8/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/4/2021 Terminated)

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Contact information

Main Address

1925 Century Park East Suite 1140, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 750-9557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGYLE CAPITAL PARTNERS, LLC DISCLOSURE BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	423
AUM (Assets Under Management)	$ 190,396,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua G. Rudoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Gregory Rudoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ARGYLE CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2004

Series 7

Date: 8/13/2004

Current Firm

ARGYLE CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGYLE CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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