Leslie Christopher Quick
Professional Summary
Leslie Christopher Quick is a registered financial advisor currently at THE QUICK GROUP LLC located in New York, New York and FINALIS SECURITIES LLC located in New York, New York. Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Leslie has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
THE QUICK GROUP LLC
Contact Information
Main Address
680 Fifth Avenue 22nd Floor, New York, NY 10019Phone Number
(646) 496-3900# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
84AUM (Assets Under Management)
$111,264,741Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
THE QUICK GROUP LLC
State Registrations and Notice Filings
(8/8/2025)
(7/10/2025)
(2/19/2025)
(8/2/2025)
(6/26/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Leslie Christopher Quick's CRS (Customer Relationship Summary).
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