Leslie C. Quick

THE QUICK GROUP LLC

NEW YORK, NY 10019

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CRD#: 4810736

Professional summary

Leslie Christopher Quick is a registered financial advisor currently at THE QUICK GROUP LLC located in New York, New York and FINALIS SECURITIES LLC located in New York, New York.

Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Leslie has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Quick Group, LLC; yes; 680 FIFTH AVENUE, 220, NY, NY. 10019; RIA and Investment Bank; Managing partner; 02/14/2025; 100; 100; Managing partner at RIA and Investment Bank; 2) Finalis Securities LLC - Registered Representative - Investment Related - Started 08/2025 - 100; 100; Securities Transactions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Christopher Quick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2025 - Present

THE QUICK GROUP LLC

Office #1: 680 Fifth Avenue 22nd Floor, New York, NY 10019

RIA

CRD#: 334472

NEW YORK, NY

Current

August 1, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

February 14, 2025 - June 16, 2025

ROBERTS & RYAN, INC.

CRD#: 19456

NEW YORK, NY

Past

December 4, 2015 - February 26, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

NEW YORK, NY

Past

December 4, 2015 - February 26, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW YORK, NY

Past

January 21, 2009 - December 4, 2015

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

NEW YORK, NY

Past

September 22, 2008 - December 4, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

October 19, 2007 - October 15, 2008

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

NEW YORK, NY

Past

February 26, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 1, 2005 - August 8, 2005

LABRANCHE & CO. LLC

CRD#: 32661

NEW YORK, NY

Past

June 3, 2004 - July 15, 2004

LABRANCHE & CO. LLC

CRD#: 32661

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE QUICK GROUP LLC

CRD#: 334472 / SEC#: 801-131840

RIA

Registered Investment Advisory firm - (1/17/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/8/2025)

IAR

New Jersey
(7/10/2025)

IAR

New York
(2/19/2025)

New York
(8/2/2025)

IAR

Texas
(6/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/21/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/23/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE QUICK GROUP LLC

CRD#: 334472 / SEC#: 801-131840

RIA

Registered Investment Advisory firm - (1/17/2025 Approved)

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Contact information

Main Address

680 Fifth Avenue 22nd Floor, New York, NY 10019

Mailing Address

Phone number

(646) 496-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 100,395,405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leslie C. Quick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Christopher Quick's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINALIS SECURITIES LLC

ROBERTS & RYAN, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

LABRANCHE & CO. LLC

LABRANCHE & CO. LLC

Primary Firm SEC Registration

THE QUICK GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2007

SIE

Date: 10/1/2018

Series 3

Date: 1/21/2011

Series 7

Date: 2/23/2007

FINRA

Current Firm

THE QUICK GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

THE QUICK GROUP LLC

TRUST BUT VERIFY

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