Nicholas Sabellico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Sabellico, who also goes by N Sabellico, Nick Sabellico, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2004. Nicholas had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2018 - March 31, 2023
CRAFT CAPITAL MANAGEMENT LLC
March 14, 2018 - May 4, 2018
TRADESPOT MARKETS INC.
November 1, 2013 - March 29, 2018
LAIDLAW & COMPANY (UK) LTD.
October 1, 2012 - June 18, 2013
J.P. MORGAN SECURITIES LLC
July 8, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 19, 2010 - July 7, 2010
ROCKWELL GLOBAL CAPITAL LLC
December 8, 2009 - April 21, 2010
SUMMIT BROKERAGE SERVICES, INC.
August 5, 2009 - September 18, 2009
VANGUARD CAPITAL
April 29, 2009 - August 27, 2009
J.D. NICHOLAS & ASSOCIATES, INC.
February 5, 2009 - May 1, 2009
WINDSOR STREET CAPITAL, LP
October 25, 2006 - November 28, 2007
BROOKVILLE CAPITAL PARTNERS
February 14, 2006 - July 18, 2006
BROOKVILLE CAPITAL PARTNERS
September 13, 2004 - March 8, 2006
BENSON YORK GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
