JC
Jamie E. Coffey
WEALTHFRONT BROKERAGE LLC
Palo Alto, CA 94301
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CRD#: 4810449
JC
Professional summary
Jamie Elise Coffey is a registered financial professional currently at WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.
Jamie is registered as a RR (Registered Representative) and started their career in finance in 2004. Jamie has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jamie Elise Coffey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2016 - Present
WEALTHFRONT BROKERAGE LLC
Office #1: 261 Hamilton Ave, Palo Alto, CA 94301Office #2: 90 New Montgomery St Ste 1450, San Francisco, CA 94105BD
CRD#: 153407
Palo Alto, CA
Past
July 17, 2014 - February 23, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTE, NC
Past
May 17, 2011 - June 30, 2014
TD AMERITRADE CLEARING, INC.
BD
CRD#: 5633
OMAHA, NE
Past
June 26, 2007 - March 4, 2011
AXOS CLEARING LLC
BD
CRD#: 117176
OMAHA, NE
Past
July 7, 2004 - June 26, 2007
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2019)
RR
Alaska(1/2/2019)
RR
Arizona(1/2/2019)
RR
Arkansas(1/2/2019)
RR
California(2/18/2016)
RR
Colorado(1/2/2019)
RR
Connecticut(1/2/2019)
RR
Delaware(1/2/2019)
RR
District of Columbia(1/2/2019)
RR
Florida(1/2/2019)
RR
Georgia(1/2/2019)
RR
Hawaii(1/2/2019)
RR
Idaho(1/2/2019)
RR
Illinois(1/2/2019)
RR
Indiana(1/2/2019)
RR
Iowa(1/2/2019)
RR
Kansas(1/2/2019)
RR
Kentucky(1/2/2019)
RR
Louisiana(1/2/2019)
RR
Maine(1/2/2019)
RR
Maryland(1/2/2019)
RR
Massachusetts(1/2/2019)
RR
Michigan(1/2/2019)
RR
Minnesota(1/2/2019)
RR
Mississippi(1/2/2019)
RR
Missouri(1/2/2019)
RR
Montana(1/2/2019)
RR
Nebraska(1/2/2019)
RR
Nevada(1/2/2019)
RR
New Hampshire(1/2/2019)
RR
New Jersey(1/2/2019)
RR
New Mexico(1/2/2019)
RR
New York(1/2/2019)
RR
North Carolina(1/2/2019)
RR
North Dakota(1/2/2019)
RR
Ohio(1/2/2019)
RR
Oklahoma(1/2/2019)
RR
Oregon(1/2/2019)
RR
Pennsylvania(1/2/2019)
RR
Puerto Rico(1/2/2019)
RR
Rhode Island(1/2/2019)
RR
South Carolina(1/2/2019)
RR
South Dakota(1/2/2019)
RR
Tennessee(1/2/2019)
RR
Texas(11/14/2018)
RR
Utah(1/2/2019)
RR
Vermont(1/2/2019)
RR
Virgin Islands(1/2/2019)
RR
Virginia(1/2/2019)
RR
Washington(1/2/2019)
RR
West Virginia(1/2/2019)
RR
Wisconsin(1/2/2019)
RR
Wyoming(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 5/2/2022
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WB
WEALTHFRONT BROKERAGE LLC
KACHING BROKERAGE CORPORATION | WEALTHFRONT BROKERAGE LLC | WEALTHFRONT BROKERAGE CORPORATION
CRD#: 153407 / SEC#: , 8-68534
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
261 Hamilton Ave, Palo Alto, CA 94301
Mailing Address
261 Hamilton Ave, Palo Alto, CA 94301
Phone number
(844) 995-8437
Established
Delaware since 08/01/2018
Firm type
Limited Liability Company
Fiscal year end
July
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHFRONT BROKERAGE LLC
CRD#: 153407Palo Alto, CA 94301TRUST BUT VERIFY
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