John J. Petosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Petosa was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2015 - August 18, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
November 18, 2015 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
October 6, 2014 - August 7, 2015
PRINCIPAL SECURITIES, INC.
May 29, 2013 - August 2, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 23, 2012 - May 14, 2013
NEW ENGLAND SECURITIES
October 23, 2012 - May 14, 2013
MSI FINANCIAL SERVICES, INC.
January 11, 2012 - May 14, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
June 19, 2006 - July 27, 2010
NEW ENGLAND SECURITIES
June 19, 2006 - November 11, 2010
METLIFE INVESTORS DISTRIBUTION COMPANY
December 20, 2005 - January 13, 2006
RAYMOND JAMES & ASSOCIATES, INC.
August 4, 2004 - January 13, 2006
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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