James A. Chartier
Professional summary
James Andrew Chartier is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Andrew Chartier's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2005 - Present
MONNESS CRESPI HARDT & CO., INC.
Office #1: 767 Third Ave, New York, NY 10017Office #2: 767 Third Avenue, New York, NY 10017-2047July 29, 2004 - September 21, 2005
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2005)
(9/19/2005)
(9/19/2005)
Exams
FINRA
Nasdaq Stock Market
Current Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
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