WM
William L. Murray
CARY STREET PARTNERS
Fredericksburg, VA 22401
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CRD#: 4809290
WM
Professional summary
William Lee Murray is a registered financial advisor currently at CARY STREET PARTNERS located in Fredericksburg, Virginia and CARY STREET PARTNERS located in Fredericksburg, Virginia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. William has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 1408 INVESTMENT LLC, INVESTMENT REAL ESTATE,STAFFORD, VA START DATE: 1/1/2008 PARTNER HOURS PER MONTH:1 HOURS DURING TRADING:0 INVESTMENT REAL ESTATE SMD INVESTMENTS LLC INVESTMENT REAL ESTATE. BOX #228, FREDERICKSBURG, VA START DATE: 1/1/2013 PARTNER HOURS PER MONTH:1,HOURS DURING TRADING:0 INVESTMENT REAL ESTATE. THE FEDERAL HOUSE LLC INVESTMENT REAL ESTATE. FREDERICKSBURG, VA START DATE: 9/14/2012; PARTNER HOURS PER MONTH: 1; HOURS DURING TRADING: 0 INVESTMENT REAL ESTATE. TOWNHOMES OF CENTRAL PARK, LLC INVESTMENT REAL ESTATE. BOX #228, FREDERICKSBURG, VA START DATE: 3/15/2011 PARTNER HOURS PER MONTH:1 HOURS DURING TRADING:0 INVESTMENT REAL ESTATE. CENTRAL PARK TOWNHOMES LLC INVESTMENT REAL ESTATE. BOX #228, FREDERICKSBURG, VA START DATE: 10/1/2008 PARTNER HOURS PER MONTH:1 HOURS DURING TRADING:0 INVESTMENT REAL ESTATE. 4960 COMMERCE DRIVE LLC PARTNER HOURS PER MONTH: 0 HOURS DURING TRADING: 0 INVESTMENT REAL ESTATE FREDERICKSBURG CITY ECONOMIC DEV AUTHORITY ACTING AS A CATALYST FOR RESPONSIBLE ECONOMIC GROWTH FOR THE CITY. 706 CAROLINE STREET, FREDERICKSBURG, VA 22401 START DATE: 6/10/2019 BOARD MEMBER/TREASURER HOURS PER MONTH: 3 HOURS DURING TRADING: 1 WK FOUNDATION LLC START DATE: 05/01/2019 MANAGING BOARD MEMBER HOURS PER MONTH: 1 HOURS DURING TRADING: 1 INVESTMENT REAL ESTATE Pickled LLC; Investment Related; Real Estate Partner; 2020-06-30;3 hours per month; 0 hours per month during trading hours; Commission Compensation; Real Estate Investment. Name: Four Putt LLC; Investment-Related: yes; Address: 1411 Washington Avenue Fredericksburg, VA 22401; Nature: Real Estate; Position/Title/Relationship: Member; Hours/Month - 5; Hours/Month - trading; Duties: This LLC is engaged in the purchase of real estate with the goal of renovating and reselling the properties for profit. Name: Fredericksburg Academy Board of Trustees; Investment Related: yes; Address: 10800 Academy Drive Fredericksburg, VA 22408; Nature: PK-12 Private School; Position: Board Member; Start: 2022-08-27; Hrs per month: 2; Hrs trading per month: 0; Compensation: None; Description: To help oversee and guide the school. Name: "WTHHWD, LLC"; Investment-related: yes; Business Nature: Real Estate; Position: Partner; Start : 2023-11-22; Hrs per month: 1 hours per month; Hrs per month trading: 0 hours per month during trading hours; Description: Passive partner in a commercial real estate investment. Any income derived would be from excess net income. Other Business Name: SMDM, LLC Address:1508 Winchester Street, Fredericksburg, VA 22401 USA Investment-Related?Yes Nature of the Other Business:LLC to purchas investment real estate Postion at Other Business:Member / Partner Title at Other Business:Member / Partner Relationship with Other BusinessMember / Partner Start Date of your Relationship:8/16/2024 Will be providing Investment Advice?:No Will be involved in the handling of the entity's funds,?:No Approximate Hours/Month devoted to other business:1 Number of Hours devoted to other business during securities trading hours:0 Will you be compensated for the OBA?:Yes Desc. of duties:LLC owning investment commercial real estate. Other Business Name: James Monroe Museum & Memorial Library Address:908 Charles Street, Fredericksburg, VA 22401 Investment-Related?No Nature :Museum Pos :Member of the Board Regents Title :Board Member Relationship with Other BusinessNo Start Date of your Relationship:7/1/2024 Will be providing Investment Advice?:No Will be involved in the handling funds?:No Approximate Hours/Month devoted to :0.25; Number of hours: 0.25 Compensated: No Description: oversee museum and library & Exe Dir Other Business Name: Univesrsity of Mary Washington Foundation, Inc. Address:1125 Emancipation Highway, Suite 200, Fredericksburg, VA 22401 Investment-Related?Yes Nature:Foundation Pos: Board Member Start Date of your Relationship:7/1/2024 Provide advice: no Handle fund? no Hours: 2/1.25 Comp: no Des: oversee endowment & Real Estate
CRS (Client Relationship Summary) - RIA
Click below to view William Lee Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2016 - Present
CARY STREET PARTNERS
Office #1: 250 Executive Center Pkwy, Fredericksburg, VA 22401RIA
CRD#: 128545
Fredericksburg, VA
Current
October 2, 2015 - Present
CARY STREET PARTNERS
Office #1: 1000 Winchester Street Suite 300, Fredericksburg, VA 22401BD
CRD#: 128089
Fredericksburg, VA
Past
July 20, 2004 - October 6, 2015
EDWARD JONES
BD
CRD#: 250
FREDERICKSBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2022)
RR
Arizona(6/22/2023)
RR
California(1/3/2022)
RR
Colorado(10/2/2015)
RR
Connecticut(11/10/2015)
RR
Delaware(7/12/2021)
RR
District of Columbia(10/2/2015)
RR
Florida(9/28/2017)
RR
Georgia(10/2/2015)
RR
Indiana(1/3/2022)
RR
Kentucky(9/12/2024)
RR
Louisiana(3/5/2020)
RR
Maine(10/2/2015)
RR
Maryland(10/2/2015)
RR
Massachusetts(1/3/2022)
RR
New Jersey(1/3/2022)
RR
New York(9/6/2017)
RR
North Carolina(10/2/2015)
IAR
North Carolina(1/10/2019)
RR
Ohio(9/27/2024)
RR
Oregon(1/25/2022)
RR
Pennsylvania(1/14/2020)
RR
Puerto Rico(10/23/2024)
RR
Rhode Island(7/19/2018)
RR
South Carolina(4/1/2021)
RR
Tennessee(9/28/2017)
RR
Texas(10/2/2015)
IAR
Texas(1/5/2018)
RR
Virginia(10/2/2015)
IAR
Virginia(1/6/2016)
RR
Washington(10/2/2015)
RR
West Virginia(10/2/2015)
RR
Wisconsin(1/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
