Ann Marie Brannan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Marie Brannan, who also goes by Ann Marie Orosz, was a registered financial professional .
Ann Marie is a previously registered financial professional and started their career in finance in 2004. Ann Marie had worked at 2 firms and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2009 - July 11, 2012
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
November 9, 2004 - February 11, 2011
M & W FINANCIAL INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 8/12/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
CRD#: 149306 / SEC#: , 8-68134
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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