LH
Laurine Y. Ho
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Honolulu, HI 96813
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CRD#: 4808245
LH
Professional summary
Laurine Y S Ho, CFP®, who also goes by Laurine Y S Ho Ms, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Honolulu, Hawaii and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Honolulu, Hawaii.
Laurine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Laurine has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laurine Y S Ho Ms
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT,201 MERCHANT ST, #2010, HONOLULU, HI, 5/2004 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20 HR/WK - 2/TRADING. 2) FSI PARTNERS, LLC; HONOLULU, HI; IT DOES NOT GENERATE ANY INCOME AND SOLELY USED FOR THE PURPOSES OF SHARING EXPENSES; NON-INVESTMENT RELATED; PARTNER, START DATE 08/11/2014; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; MY DUTIES: BOOKKEEPING FOR EXPENSE PURPOSES, PRODUCTS AND SERVICES: NONE. 3) RENTAL PROPERTY OWNER; HONOLULU, HI; NON-INVESTMENT RELATED; START DATE 11/2006; 3 HR/MO - 0/TRADING. 4) HONU PACIFIC HOLDINGS LLC, HONOLULU, HI, 5/2013 AS MANAGING MEMBER OF LLC OWNING REAL ESTATE. INV REL - 1 HR/MO - 0/TRADING. 5) LAURINE HO AND ASSOCIATES LLC, 201 MERCHANT ST #2010, HONOLULU, HI, 9/2018 AS OWNER/CERTIFIED DIVORCE FINANCIAL ANALYST. NIR - 10/MO - 1/TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/16/2016
CRS (Client Relationship Summary) - RIA
Click below to view Laurine Y S Ho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 16, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 201 Merchant St., Ste 2010, Honolulu, HI 96813RIA
CRD#: 134139
Honolulu, HI
Current
September 16, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 201 Merchant St., Ste 2010, Honolulu, HI 96813BD
CRD#: 39543
Honolulu, HI
Past
May 10, 2007 - September 19, 2016
FOOTHILL SECURITIES, INC.
RIA
CRD#: 1027
Honolulu, HI
Past
May 10, 2007 - September 19, 2016
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
Honolulu, HI
Past
January 7, 2005 - May 17, 2007
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HONOLULU, HI
Past
June 25, 2004 - May 17, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(1/2/2025)
RR
Hawaii(9/16/2016)
IAR
Hawaii(9/16/2016)
RR
Indiana(1/3/2022)
RR
Nevada(1/11/2018)
RR
Texas(1/25/2022)
IAR
Texas(1/25/2022)
RR
Washington(9/16/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
