David L. Bembas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lawrence Bembas, who also goes by Dave Lawrence Bembas, David Lawrence Gerard Bembas, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2004. David had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2014 - December 8, 2015
REALTY CAPITAL SECURITIES, LLC
February 18, 2011 - July 1, 2014
SPC
February 15, 2011 - July 1, 2014
SIGMA FINANCIAL CORPORATION
August 20, 2008 - December 14, 2009
SPC
August 19, 2008 - December 14, 2009
SIGMA FINANCIAL CORPORATION
January 1, 2008 - August 14, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 13, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
May 1, 2006 - November 7, 2006
CHASE INVESTMENT SERVICES CORP.
April 28, 2006 - November 7, 2006
CHASE INVESTMENT SERVICES CORP.
July 26, 2004 - March 6, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REALTY CAPITAL SECURITIES, LLC
CRD#: 145454 / SEC#: , 8-67727
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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