Carl J. Boedecker

SEAPORT FINANCIAL PLANNING

Rye, NH

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CRD#: 4807795

Professional summary

Carl James Boedecker is a registered financial advisor currently at SEAPORT FINANCIAL PLANNING, LLC located in Rye, New Hampshire and STONEX SECURITIES INC. located in Rye, New Hampshire.

Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Carl has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CAMP BEECH - RENTAL PROPERTY - INVESTMENT RELATED. 333 WASHINGTON ROAD, RYE, NH 03870, NATURE OF BUSINESS: RENTING MY LAKE HOUSE. 50%OWNER, TITLE: CO-OWNER. STARTED 2009, 2-4 HRS/MONTH, 0 HR/MOTH DURING TRADING HOURS. DUTIES: MANY, BUT RENTING IS WHAT DRIVES REVENUE. 2) Seaport Financial Planning, LLC PO Box 1026 Rye, NH 03870 Nature of Business: Seaport Financial Planning, LLC is a Registered Investment Advisory firm domiciled in the State of New Hampshire Title: Investment Advisor Representative Start Date: 11/1/2009 Investment Related: Yes Duties: Investment advisory services Hours Devoted to Business: 45 Hours Devoted to Business during Market Hours: all of them

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl James Boedecker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2019 - Present

SEAPORT FINANCIAL PLANNING, LLC

RIA

CRD#: 149874

Rye, NH

Current

December 6, 2019 - Present

STONEX SECURITIES INC.

CRD#: 18456

RYE, NH

Past

August 16, 2018 - December 31, 2018

SEAPORT FINANCIAL PLANNING, LLC

RIA

CRD#: 149874

RYE, NH

Past

June 25, 2013 - December 31, 2014

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

RYE, NH

Past

September 29, 2009 - December 31, 2017

SEAPORT FINANCIAL PLANNING, LLC

RIA

CRD#: 149874

RYE, NH

Past

September 12, 2005 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

August 20, 2004 - September 13, 2004

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(12/6/2019)

IAR

Maine
(6/4/2020)

IAR

Massachusetts
(3/14/2023)

IAR

New Hampshire
(1/1/2019)

New Hampshire
(12/6/2019)

IAR

Texas
(2/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/19/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SEAPORT FINANCIAL PLANNING, LLC

CRD#: 149874 / SEC#:

Maine

Registered Investment Advisory firm - (6/4/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (3/14/2023 Approved)

New Hampshire

Registered Investment Advisory firm - (7/7/2009 Approved)

Texas

Registered Investment Advisory firm - (2/21/2019 Conditional Restricted)

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Contact information

Main Address

Rye, NH

Mailing Address

P.o. Box 1026, Rye, NH 03870

Phone number

(603) 379-2633

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 49,947,925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carl J. Boedecker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl James Boedecker's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

SEAPORT FINANCIAL PLANNING, LLC

QUEST CAPITAL STRATEGIES, INC.

SEAPORT FINANCIAL PLANNING, LLC

QUEST CAPITAL STRATEGIES, INC.

AFS BROKERAGE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2007

Series 63

Date: 9/9/2004

SIE

Date: 10/1/2018

Series 6

Date: 8/19/2004

FINRA

Current Firm

SEAPORT FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEAPORT FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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