LG
Lorenzo M. Guzman
VECTORGLOBAL IAG
Miami, FL 33131
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CRD#: 4807012
LG
Professional summary
Lorenzo Matias Guzman, who also goes by Larry Guzman, is a registered financial advisor currently at VECTORGLOBAL IAG, INC. located in Miami, Florida and SEAVIEW INVESTMENT MANAGERS LLC located in Coral Gables, Florida.
Lorenzo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Lorenzo has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 57TO, Series 79TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Guzman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Name of Business-VECTOR GLOBAL ISG - Nature of Business- Insurance - Activity in Business - Insurance Agent ---------------------------------------------------------- Name of Business-Fausto Commercial Realty Consultants Nature of Business- Real Estate. Activity in Business- Real Estate Sale Associate. Pay receive- Zero Name of Business- Cotopaxi, Capital LLC. Nature of Business- Lease of Machine Participation: 100% Activity in Business-Lease Aircraft & two Automobiles (HERMES CAPITAL LLC)
CRS (Client Relationship Summary) - RIA
Click below to view Lorenzo Matias Guzman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2025 - Present
VECTORGLOBAL IAG, INC.
Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131RIA
CRD#: 147129
Miami, FL
Current
October 22, 2025 - Present
SEAVIEW INVESTMENT MANAGERS LLC
Office #1: 2 Alhambra Plaza Suite 802, Coral Gables, FL 33134RIA
CRD#: 300155
Coral Gables, FL
Current
May 7, 2007 - Present
VECTORGLOBAL WMG
Office #1: 1001 Brickell Bay Drive, Suite 1900, Miami, FL 33131BD
CRD#: 32396
Miami, FL
Past
May 6, 2005 - April 27, 2007
TAFFERER TRADING, LLC
BD
CRD#: 36816
JERSEY CITY, NJ
Past
August 11, 2004 - April 19, 2005
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/12/2010)
RR
Delaware(4/12/2010)
RR
Florida(3/26/2008)
IAR
Florida(9/15/2025)
RR
Massachusetts(4/12/2010)
RR
New Jersey(5/7/2007)
RR
New York(5/7/2007)
RR
North Carolina(4/13/2010)
RR
Texas(3/26/2008)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/31/2005
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
Phone number
(305) 350-3350
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,833 |
| AUM (Assets Under Management) | $ 1,692,879,789 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VECTORGLOBAL IAG, INC.
CRD#: 147129Miami, FL 33131TRUST BUT VERIFY
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