KB
Kevin P. Brennan
CETERA INVESTMENT ADVISERS LLC
HARTLAND, MI
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CRD#: 4806812
KB
Professional summary
Kevin Patrick Brennan is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hartland, Michigan and CETERA WEALTH SERVICES, LLC located in Hartland, Michigan.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10234 Crouse Rd PO Box 496; HARTLAND; MI; 48353; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 3/9/2010; 160; 160; SALE OF FIXED INSURANCE PRODUCTS 2) NAME OF ENTITY: HARTLAND CHAMBER OF COMMERCE; No; 3508 AVON ST #427; HARLAND; MI; 48353; NON-PROFIT ORGANIZATION; PRESIDENT; 12/1/2016; 3; 1; RUN MONTHLY BOARD MEETINGS. PROVIDE LEADERSHIP AND DIRECTION FOR THE ORGANIZATION. 3) NAME OF OTHER BUSINESS: BRENNAN SERVICES LLC DBA MICHIGAN FINANCIAL PLANNING; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: STAUNTON FINANCIAL: DBA "TOTAL HOME LENDING"; INVESTMENT RELATED: NO; ADDRESS: 25800 NORTHWESTERN HWY, SOUTHFIELD, MI 48075; NATURE OF BUSINESS: LOAN ORIGINATION; START DATE: 03/2021 POSITION/TITLE/RELATIONSHIP: LOAN ORIGINATOR; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: LOAN ORIGINATION INCLUDING PROGRAM RECOMMENDATIONS, LOAN SETUP AND FACILITATION BETWEEN THE BORROWER AND UNDERWRITING;
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Patrick Brennan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
HARTLAND, MI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
HARTLAND, MI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 9, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HARTLAND, MI
Past
March 24, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HARTLAND, MI
Past
July 27, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 27, 2004 - March 25, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BRIGHTON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Connecticut(8/29/2024)
RR
Florida(6/10/2021)
RR
Georgia(1/16/2025)
RR
Illinois(6/9/2021)
RR
Indiana(5/24/2023)
RR
Kentucky(10/31/2024)
RR
Maine(6/9/2021)
RR
Michigan(6/9/2021)
IAR
Michigan(6/29/2023)
RR
North Carolina(10/31/2024)
RR
Ohio(6/9/2021)
RR
South Carolina(3/1/2022)
RR
Tennessee(10/31/2024)
RR
Texas(9/1/2023)
IAR
Texas(2/2/2024)
RR
Utah(1/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
