Garrett H. Brookes
Professional summary
Garrett H Brookes, CFA is a registered financial advisor currently at SLINGSHOT FINANCIAL located in Englewood, Colorado and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Garrett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Garrett has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Garrett H Brookes's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2021 - Present
SLINGSHOT FINANCIAL
January 29, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 17, 2017 - May 31, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 25, 2015 - February 28, 2017
GLOBALT INVESTMENTS
May 6, 2014 - June 17, 2014
IMST DISTRIBUTORS, LLC
October 26, 2010 - February 11, 2014
GUGGENHEIM INVESTMENTS
January 28, 2009 - October 28, 2010
RYDEX ADVISORY SERVICES, LLC
February 22, 2007 - February 11, 2014
GUGGENHEIM DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2021)
(1/30/2025)
Exams
Series 7TO
Date: 1/28/2025
General Securities Representative ExaminationFINRA
Current Firm
SLINGSHOT FINANCIAL
CRD#: 312796 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 100,000 |
Red Flags
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