Gary A. Korolev

SOVEREIGN

VIENNA, VA 22181

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CRD#: 4806051

Professional summary

Gary Alexander Korolev, who also goes by Alexander Korolev, is a registered financial advisor currently at SOVEREIGN located in Vienna, Virginia.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Gary has worked at 9 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Korolev

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Alexander Korolev's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2021 - Present

SOVEREIGN

Office #1: 2740 Chain Bridge Road Suite 1, Vienna, VA 22181

RIA

CRD#: 314859

VIENNA, VA

Past

December 4, 2014 - March 14, 2022

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

VIENNA, VA

Past

December 4, 2014 - March 14, 2022

SPIRE SECURITIES, LLC

CRD#: 144131

Vienna, VA

Past

February 19, 2014 - December 2, 2014

SYMPHONIC FINANCIAL ADVISORS LLC

RIA

CRD#: 135603

OCALA, FL

Past

December 18, 2013 - December 2, 2014

SYMPHONIC SECURITIES LLC

CRD#: 139512

OCALA, FL

Past

January 26, 2012 - May 31, 2012

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

January 3, 2012 - December 23, 2013

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ORLANDO, FL

Past

January 7, 2010 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

January 7, 2010 - December 20, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

Past

March 24, 2006 - December 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

March 23, 2006 - December 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

August 27, 2004 - February 16, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

JACKSONVILLE, FL

Past

August 4, 2004 - February 16, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/11/2022)

IAR

Texas
(10/18/2021)

IAR

Virginia
(2/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/12/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/3/2004

General Securities Representative Examination

Current Firm

SOVEREIGN

SOVEREIGN | SOVEREIGN WEALTH MANAGEMENT, LLC

CRD#: 314859 / SEC#:

Maryland

Registered Investment Advisory firm - (2/11/2022 Approved)

Texas

Registered Investment Advisory firm - (5/27/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/10/2022 Approved)

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Contact information

Main Address

2740 Chain Bridge Road Suite 1, Vienna, VA 22181

Mailing Address

Phone number

(703) 713-2954

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	201
AUM (Assets Under Management)	$ 70,735,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary A. Korolev

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Alexander Korolev's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE WEALTH MANAGEMENT, LLC

SPIRE SECURITIES, LLC

SYMPHONIC FINANCIAL ADVISORS LLC

SYMPHONIC SECURITIES LLC

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2004

Series 7TO

Date: 6/28/2024

SIE

Date: 10/1/2018

Series 31

Date: 10/12/2004

Series 7

Date: 8/3/2004

Current Firm

SOVEREIGN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOVEREIGN

TRUST BUT VERIFY

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