Jean M. Barberio
Professional summary
Jean M Barberio, who also goes by Jean Marie Barberio, Jean Marie Buell, Jean Marie Maher, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Deptford, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jean has worked at 8 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jean M Barberio's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
January 20, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 21, 2021 - December 15, 2021
PARK AVENUE SECURITIES LLC
May 17, 2021 - December 15, 2021
PARK AVENUE SECURITIES LLC
December 19, 2019 - September 8, 2020
THRIVE CAPITAL MANAGEMENT, LLC
November 23, 2015 - August 7, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
July 8, 2005 - October 12, 2009
WOODBURY FINANCIAL SERVICES, INC.
October 5, 2004 - December 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
August 9, 2004 - December 16, 2004
IDS LIFE INSURANCE COMPANY
August 9, 2004 - December 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/24/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
(1/20/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
