FP
Forrest J. Padilla
CONCORDE ASSET MANAGEMENT
San Diego, CA
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CRD#: 4804740
FP
Professional summary
Forrest Jefferson Padilla, CFP® is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in San Diego, California and CONCORDE INVESTMENT SERVICES, LLC located in San Diego, California.
Forrest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Forrest has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Forrest Jefferson Padilla's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
August 1, 2018 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #2: 5075 Shoreham Place Suite 230, San Diego, CA 92122RIA
CRD#: 140367
San Diego, CA
Current
August 1, 2018 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 5075 Shoreham Place Suite 230, San Diego, CA 92122BD
CRD#: 151604
San Diego, CA
Past
August 7, 2012 - July 31, 2018
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
SAN DIEGO, CA
Past
May 17, 2005 - July 30, 2014
FINANCIAL DESIGNS LTD.
RIA
CRD#: 135426
SAN DIEGO, CA
Past
February 8, 2005 - July 31, 2018
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/1/2018)
RR
California(8/1/2018)
IAR
California(8/1/2018)
RR
Georgia(8/1/2018)
IAR
Georgia(1/27/2021)
RR
Hawaii(8/1/2018)
IAR
Hawaii(3/6/2019)
RR
Illinois(8/1/2018)
IAR
Illinois(3/6/2019)
RR
Massachusetts(8/1/2018)
RR
Missouri(4/6/2021)
RR
Nevada(3/10/2020)
RR
New Jersey(7/11/2023)
IAR
New Jersey(7/11/2023)
RR
New York(5/17/2024)
IAR
New York(5/17/2024)
RR
North Carolina(8/2/2018)
IAR
North Carolina(10/12/2022)
RR
Rhode Island(8/1/2018)
IAR
Rhode Island(3/6/2019)
RR
South Dakota(8/1/2018)
RR
Texas(8/1/2018)
IAR
Texas(9/7/2018)
RR
Virginia(8/1/2018)
RR
Washington(8/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)PREMIUM
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
