Nimai V. Chokshi

CHOKSHI & QUEEN WEALTH ADVISORS

San Diego, CA 92121

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CRD#: 4804722

Professional summary

Nimai Vrajesh Chokshi is a registered financial advisor currently at CHOKSHI & QUEEN WEALTH ADVISORS located in San Diego, California.

Nimai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nimai has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY:CHOKSHI & QUEEN WEALTH ADVISORS; Yes; 4510 EXECUTIVE DRIVE STE 203; SAN DIEGO; CA; 92121; FINANCIAL SERVICES/DBA; Financial Advisor; 9/1/2014; 160; 160; Fixed Insurance, Securities and Investment sales and service|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4510 EXECUTIVE DRIVE STE 203; SAN DIEGO; CA; 92121; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/8/2007; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nimai Vrajesh Chokshi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2021 - Present

CHOKSHI & QUEEN WEALTH ADVISORS

Office #1: 4510 Executive Drive Suite 203, San Diego, CA 92121

RIA

CRD#: 313833

San Diego, CA

Past

June 9, 2021 - June 10, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN DIEGO, CA

Past

June 9, 2021 - June 10, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN DIEGO, CA

Past

November 13, 2007 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SAN DIEGO, CA

Past

November 8, 2007 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SAN DIEGO, CA

Past

September 6, 2004 - October 17, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

August 6, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 6, 2004 - October 17, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN DIEGO, CA

Past

June 29, 2004 - July 21, 2004

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHOKSHI & QUEEN WEALTH ADVISORS

CHOKSHI & QUEEN WEALTH ADVISORS | CQ WEALTH ADVISORS, INC.

CRD#: 313833 / SEC#: 801-120967

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/10/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/28/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2023

General Securities Principal Examination

Current Firm

CHOKSHI & QUEEN WEALTH ADVISORS

CHOKSHI & QUEEN WEALTH ADVISORS | CQ WEALTH ADVISORS, INC.

CRD#: 313833 / SEC#: 801-120967

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

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Contact information

Main Address

4510 Executive Drive Suite 203, San Diego, CA 92121

Mailing Address

Phone number

(858) 550-0030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	772
AUM (Assets Under Management)	$ 226,084,796

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nimai V. Chokshi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nimai Vrajesh Chokshi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CHOKSHI & QUEEN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2004

Series 63

Date: 5/25/2004

Series 7TO

Date: 10/10/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/24/2004

Series 6

Date: 6/28/2004

Series 24

Date: 10/10/2023

Current Firm

CHOKSHI & QUEEN WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHOKSHI & QUEEN WEALTH ADVISORS

TRUST BUT VERIFY

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