John P. Illingworth
Professional summary
John Philip Illingworth, who also goes by John Philip Illingworth Sr, John Philip Illingworth, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Carmel, Indiana and TRANSAMERICA INVESTORS SECURITIES, LLC located in Mooresville, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Philip Illingworth's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2022 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
March 1, 2022 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
December 18, 2017 - February 24, 2022
ONEAMERICA SECURITIES, INC.
December 18, 2017 - February 24, 2022
ONEAMERICA SECURITIES, INC.
August 17, 2016 - November 8, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 17, 2014 - July 8, 2016
EDWARD JONES
September 29, 2014 - July 8, 2016
EDWARD JONES
June 2, 2014 - September 29, 2014
RS FUNDS DISTRIBUTOR LLC
February 27, 2012 - June 2, 2014
GUARDIAN INVESTOR SERVICES LLC
July 12, 2010 - February 27, 2012
FSC SECURITIES CORPORATION
June 21, 2010 - February 27, 2012
FSC SECURITIES CORPORATION
September 18, 2008 - April 26, 2010
GUARDIAN INVESTOR SERVICES LLC
July 16, 2007 - August 26, 2008
EDWARD JONES
February 27, 2006 - August 26, 2008
EDWARD JONES
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2022)
(3/1/2022)
(3/1/2022)
Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
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