Craig N. Thompson
Professional summary
Craig Neal Thompson, who also goes by Craig Thompson, is a registered financial professional currently at FROST BROKERAGE SERVICES, INC. located in Dallas, Texas.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2004. Craig has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Neal Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 2950 N Harwood, Dallas, TX 75201March 15, 2018 - December 31, 2021
FROST INVESTMENT SERVICES
August 5, 2014 - April 27, 2016
FROST BROKERAGE SERVICES, INC.
September 7, 2006 - July 28, 2014
SECURITIES AMERICA, INC.
September 6, 2004 - August 9, 2006
CLARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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Company Information
FROST BROKERAGE SERVICES, INC.
CRD#: 17465Dallas, TX 75201TRUST BUT VERIFY
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