DH
David A. Heather
GATEWAY WEALTH PARTNERS
Natick, MA 01760
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CRD#: 4804152
DH
Professional summary
David Andrew Heather is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Natick, Massachusetts and LPL FINANCIAL LLC located in Natick, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/26/2013 - H&A, LLC - Real Estate Rental - Investment Related - 5% Time Spent - Managing Partner 2) 01/22/2014 - Householder Group Estate & Retirement Specialists - Registered Investment Advisor - Inv Related. I provide investment advisory services through HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALISTS, LLC, an independent RIA firm. I started this business activity on 01/2014. I expect to spend approximately 95% of my time on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 08/10/2015: HG Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 06/24/2015 - 10 Hr/Mo; 10 Hours During Securities Trading - Life, LTC, Fixed Annuities 4) 06/12/2025 - Gateway Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/10/2025 - 5 Hrs/Mth - 5 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Heather's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2025 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 220n Main Street 301, Natick, MA 01760RIA
CRD#: 322789
Natick, MA
Current
December 24, 2013 - Present
LPL FINANCIAL LLC
Office #1: 220 N. Main Street, Suite 301, Natick, MA 01760RIA
BD
CRD#: 6413
Natick, MA
Past
January 28, 2014 - June 24, 2025
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 169045
NATICK, MA
Past
January 29, 2013 - December 9, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
RIA
CRD#: 149564
NATICK, MA
Past
November 2, 2011 - December 24, 2013
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
NATICK, MA
Past
September 8, 2010 - January 5, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WELLESLEY, MA
Past
March 11, 2008 - June 23, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
WELLESLEY, MA
Past
June 10, 2004 - July 21, 2006
FINACORP SECURITIES
BD
CRD#: 41569
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maine(7/26/2016)
RR
Massachusetts(12/24/2013)
IAR
Massachusetts(6/16/2025)
RR
Virginia(2/18/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Natick, MA 01760TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
