JC
Jiyoung I. Chung
STRATEGIC ADVISERS LLC
SAN JOSE, CA
Some features on this profile are disabled
CRD#: 4803654
JC
Professional summary
Jiyoung I Chung, who also goes by Jiyoung I Alexander, Jiyoung Im Chung, Jiyoung Chung, Joanne Chung, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Jose, California and FIDELITY BROKERAGE SERVICES LLC located in San Jose, California.
Jiyoung is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jiyoung has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jiyoung I Alexander | Jiyoung Im Chung | Jiyoung Chung | Joanne Chung
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DANIEL & JIYOUNG CHUNG; NOT INVESTMENT-RELATED; 4853 REGENTS PARK LN., FREMONT, CA.; OWNED RENTAL PROPERTY; OWNER; START DATE 8/2000; APPROX. 1 HOUR/MONTH DEVOTED TO THIS BUSINESS; ZERO HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; 2) JIYOUNG CHUNG; NOT INVESTMENT-RELATED; 3422 PINNACLE DR., SAN JOSE, CA 95132; HEALTH INSURANCE & LIFE INSURANCE; INDEPENDENT INSURANCE AGENT; START DATE 6/2006; APPROX. 10 HOURS/MONTH DEVOTED TO THIS BUSINESS; ZERO HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; DOING HEALTH INSURANCE FOR ONLY REFERRAL CLIENTS. 3) STARONE CREDIT UNION; NOT INVESTMENT-RELATED; 3136 STEVENS CREEK BLVD., SAN JOSE, CA 95128; BANKING ONLY NO BROKERAGE SERVICES; MEMBER SERVICE; START DATE 4/2011; APPROX. 88 HOURS/MONTH DEVOTED TO THIS BUSINESS; ZERO HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; DEPOSIT & WITHDRAWAL TRANSACTION, OPEN NEW ACCOUNT, APPLY FOR LOANS, AUTO & MORTGAGE, PERSONAL LOAN, CREDIT CARD.
CRS (Client Relationship Summary) - RIA
Click below to view Jiyoung I Chung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4160 N First St, San Jose, CA 95134-1513RIA
CRD#: 104555
SAN JOSE, CA
Current
October 5, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4160 N First St, San Jose, CA 95134-1513BD
CRD#: 7784
San Jose, CA
Past
October 14, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN JOSE, CA
Past
September 15, 2015 - August 12, 2022
AMERICAN INVESTORS COMPANY
RIA
CRD#: 38
SAN JOSE, CA
Past
September 15, 2015 - August 12, 2022
AMERICAN INVESTORS COMPANY
BD
CRD#: 38
SAN JOSE, CA
Past
June 11, 2012 - December 19, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
MOUNTAIN VIEW, CA
Past
June 11, 2012 - December 19, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MOUNTAIN VIEW, CA
Past
January 3, 2011 - March 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN JOSE, CA
Past
January 3, 2011 - March 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN JOSE, CA
Past
December 4, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SUNNYVALE, CA
Past
December 4, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SUNNYVALE, CA
Past
January 16, 2009 - June 8, 2009
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SUNNYVALE, CA
Past
January 16, 2009 - June 8, 2009
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SUNNYVALE, CA
Past
November 3, 2008 - December 15, 2008
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
July 12, 2007 - October 27, 2008
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN JOSE, CA
Past
May 24, 2007 - October 27, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAN JOSE, CA
Past
December 19, 2006 - March 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CAMPBELL, CA
Past
September 12, 2005 - September 12, 2006
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
SANTA CLARA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2022)
RR
Alaska(10/5/2022)
RR
Arizona(10/5/2022)
RR
Arkansas(10/5/2022)
RR
California(10/5/2022)
IAR
California(3/31/2025)
RR
Colorado(10/5/2022)
RR
Connecticut(10/5/2022)
RR
Delaware(10/5/2022)
RR
District of Columbia(10/5/2022)
RR
Florida(10/5/2022)
RR
Georgia(10/5/2022)
RR
Hawaii(10/5/2022)
RR
Idaho(10/5/2022)
RR
Illinois(10/5/2022)
RR
Indiana(10/5/2022)
RR
Iowa(10/5/2022)
RR
Kansas(10/5/2022)
RR
Kentucky(10/5/2022)
RR
Louisiana(10/5/2022)
RR
Maine(10/5/2022)
RR
Maryland(10/5/2022)
RR
Massachusetts(10/5/2022)
RR
Michigan(10/5/2022)
RR
Minnesota(10/5/2022)
RR
Mississippi(10/5/2022)
RR
Missouri(10/5/2022)
RR
Montana(10/5/2022)
RR
Nebraska(10/5/2022)
RR
Nevada(10/5/2022)
RR
New Hampshire(10/5/2022)
RR
New Jersey(10/5/2022)
RR
New Mexico(10/5/2022)
RR
New York(10/5/2022)
RR
North Carolina(10/5/2022)
RR
North Dakota(10/5/2022)
RR
Ohio(10/6/2022)
RR
Oklahoma(10/5/2022)
RR
Oregon(10/5/2022)
RR
Pennsylvania(10/5/2022)
RR
Puerto Rico(10/5/2022)
RR
Rhode Island(10/5/2022)
RR
South Carolina(10/5/2022)
RR
South Dakota(10/5/2022)
RR
Tennessee(10/5/2022)
RR
Texas(10/5/2022)
IAR
Texas(3/31/2025)
RR
Utah(10/5/2022)
RR
Vermont(10/5/2022)
RR
Virgin Islands(10/5/2022)
RR
Virginia(10/5/2022)
RR
Washington(10/5/2022)
RR
West Virginia(10/5/2022)
RR
Wisconsin(10/5/2022)
RR
Wyoming(10/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
