Charles D. Murphy

AMERICAN INVESTMENT SERVICES

Great Barrington, MA 01230

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CRD#: 4803191

Professional summary

Charles Dwayne Murphy, who also goes by Charles Dwayne Murphy Mr., is a registered financial advisor currently at AMERICAN INVESTMENT SERVICES INC located in Great Barrington, Massachusetts.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Charles has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Dwayne Murphy Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Dwayne Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2007 - Present

AMERICAN INVESTMENT SERVICES INC

Office #1: 250 Division Street, Great Barrington, MA 01230

RIA

CRD#: 110043

Great Barrington, MA

Past

October 17, 2005 - February 27, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PITTSFIELD, MA

Past

August 11, 2005 - February 27, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSFIELD, MA

Past

June 1, 2004 - June 22, 2005

DION MONEY MANAGEMENT INC

RIA

CRD#: 110914

WILLIAMSTOWN, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN INVESTMENT SERVICES INC

CRD#: 110043 / SEC#: 801-14337

RIA

Registered Investment Advisory firm - (2/5/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/14/2007)

IAR

Texas
(3/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/25/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/29/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/2005

General Securities Representative Examination

Current Firm

AMERICAN INVESTMENT SERVICES INC

CRD#: 110043 / SEC#: 801-14337

RIA

Registered Investment Advisory firm - (2/5/1979 Approved)

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Contact information

Main Address

250 Division Street, Great Barrington, MA 01230

Mailing Address

Po Box 1000, Great Barrington, MA 01230

Phone number

(413) 591-4445

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AIS DISCLOSURE DOCUMENT_31 MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,421
AUM (Assets Under Management)	$ 1,295,294,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles D. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Dwayne Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN INVESTMENT SERVICES INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DION MONEY MANAGEMENT INC

Primary Firm SEC Registration

AMERICAN INVESTMENT SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/2005

Series 65

Date: 3/29/2004

Series 7

Date: 10/14/2005

Current Firm

AMERICAN INVESTMENT SERVICES INC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN INVESTMENT SERVICES INC

TRUST BUT VERIFY

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