Roberto F. Santos
Professional summary
Roberto Francisco Santos, who also goes by Robert Francisco Santos, Robert Santos, is a registered financial advisor currently at ARROWROOT FAMILY OFFICE, LLC located in Marina Del Rey, California.
Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Roberto has worked at 4 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roberto Francisco Santos's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2013 - Present
ARROWROOT FAMILY OFFICE, LLC
Office #1: 4553 Glencoe Avenue Suite 200, Marina Del Rey, CA 90292August 21, 2015 - August 10, 2020
ARROWROOT PARTNERS, LLC
August 4, 2011 - August 12, 2013
SALEM PARTNERS LLC
July 22, 2004 - July 29, 2011
J.P. MORGAN SECURITIES LLC
June 18, 2004 - July 29, 2011
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
ARROWROOT FAMILY OFFICE, LLC
CRD#: 168744 / SEC#: 801-121878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/10/2013)
(12/23/2020)
Exams
Series 7TO
Date: 7/6/2022
General Securities Representative ExaminationSeries 79TO
Date: 7/6/2022
Investment Banking Registered Representative ExaminationCurrent Firm
ARROWROOT FAMILY OFFICE, LLC
CRD#: 168744 / SEC#: 801-121878
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,434 |
| AUM (Assets Under Management) | $ 373,856,384 |
Red Flags
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