Joseph M. Van Name
ADVISORS FINANCIAL
VIENNA, VA 22182
Some features on this profile are disabled
CRD#: 4801308
Professional summary
Joseph Mason Van Name, AIF®, CFP®, who also goes by Joseph Mason Vanname, is a registered financial advisor currently at ADVISORS FINANCIAL, INC. located in Vienna, Virginia.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Mason Vanname
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ADVISORS FINANCIAL, INC.,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERED BRANCH,
NATURE OF BUSINESS: RIA,
POSITION/TITLE/RELATIONSHIP: OWNER AND IAR,
START DATE: N/A,
APX NUMBER OF HOURS PER WEEK: VARIES,
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES,
BRIEF DESCRIPTION OF DUTIES: ADVISORY AND FINANCIAL SERVICES;
2. NAME OF OTHER BUSINESS: VARIOUS INSURANCE COMPANIES,
INVESTMENT RELATED: NO,
ADDRESS: SAME AS REGISTERED BRANCH,
NATURE OF BUSINESS: INSURANCE,
POSITION/TITLE/RELATIONSHIP: AGENT,
START DATE: N/A,
APX NUMBER OF HOURS PER WEEK: VARIES,
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES,
BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED LIFE, ANNUITIES AND LTC;
3. NAME OF OTHER BUSINESS: MASONIC FOUNDATION OF THE DISTRICT OF COLUMBIA,
INVESTMENT RELATED: NO,
ADDRESS: 5428 MACARTHUR BLVD. WASHINGTON, DC 20016,
NATURE OF BUSINESS: NON-PROFIT,
POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT OF THE BOARD OF TRUSTEES,
START DATE: 05/2011,
APX NUMBER OF HOURS PER WEEK: 1,
APX NUMBER OF HOURS DURING TRADING HOURS: 0,
BRIEF DESCRIPTION OF DUTIES: SUPERVISE INVESTMENT MANAGERS AND OVERALL OPERATIONS;
4. NAME OF OTHER BUSINESS: IOOF TEMPLE,
INVESTMENT RELATED: NO,
ADDRESS: 419 7TH STREET NW SUITE 404 WASHINGTON, DC 20004,
NATURE OF BUSINESS: NON-PROFIT,
POSITION/TITLE/RELATIONSHIP: PRESIDENT OF THE BOARD OF TRUSTEES,
START DATE: 04/2008,
APX NUMBER OF HOURS PER WEEK: 10,
APX NUMBER OF HOURS DURING TRADING HOURS: 0,
BRIEF DESCRIPTION OF DUTIES: SUPERVISION AND MANAGEMENT OF STAFF AND TENANTS;
5. NAME OF OTHER BUSINESS: MASONIC AND EASTERN STAR HOMES OF THE D.C. CHARITIES, INC.,
INVESTMENT RELATED: NO,
ADDRESS: 8401 CONNECTICUT AVE., SUITE 105 CHEVY CHASE, MD 20815,
NATURE OF BUSINESS: CHARITY,
POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER,
START DATE: 04/2010,
APX NUMBER OF HOURS PER WEEK: 0.5,
APX NUMBER OF HOURS DURING TRADING HOURS: 0,
BRIEF DESCRIPTION OF DUTIES: MEMBER OF INVESTMENT/INVESTMENT COMMITTEE THAT MONITORS THE PORTFOLIO ALLOCATION, INVESTMENT POLICY AND DISTRIBUTION NEEDS;
6. GRAND LODGE OF THE DISTRICT OF COLUMBIA, FAAM,
NOT INVESTMENT RELATED,
5428 MACARTHUR BLVD. NW, WASHINGTON, DC 20016
MASONIC GRAND LODGE ADMINISTRATION,
START 01/08/2014,
1HR/WK (NON-TRADING HOURS),
TRUSTEE;
7. MAGNOLIA LODGE NO. 53 FAAM OF THE DISTRICT OF COLUMBIA,
NOT INVESTMENT RELATED,
SAME AS RESIDENTIAL ADDRESS,
MASONIC LODGE,
START 11/08/2014,
1HR/WK (NON-TRADING HOURS),
TREASURER;
8. NAME OF OTHER BUSINESS: MORNINGTON LODGE, NO. 1672;
INVESTMENT RELATED: NO;
ADDRESS: 60 GREAT QUEEN STREET, LONDON WC2 5AZ, UK;
NATURE OF BUSINESS: MASONIC LODGE;
START DATE: 02/2015;
POSITION/TITLE/RELATIONSHIP: TREASURER;
APX NUMBER OF HOURS PER WEEK: 1 HOUR;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: ACCOUNTING FOR FUNDS AND ENCOURAGING PAYMENT OF DUES AND FEES.
9. NAME OF OTHER BUSINESS: DBA ADVISORS FINANCIAL, INC.;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED;
NATURE OF BUSINESS: FINANCIAL SERVICES;
START DATE: 07/2007;
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR;
APX NUMBER OF HOURS PER WEEK: 40 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.
10) NAME OF OTHER BUSINESS: KAPPA ALPHA ORDER EDUCATIONAL FOUNDATION (KAOEF)
INVESTMENT RELATED: NO
ADDRESS: P.O. BOX 1865, LEXINGTON, VA 244450
NATURE OF BUSINESS: NON PROFIT
START DATE: 1/2017
POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER
APX NUMBER OF HOURS PER WEEK: `, NOT DURING TRADING HOURS
BRIEF DESCRIPTION OF DUTIES: COMMITTEE IS RESPONSIBLE FOR OVERSEEING THE FUNDS' MANAGER
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Mason Van Name's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
December 23, 2011 - Present
ADVISORS FINANCIAL, INC.
Office #1: 8391 Old Courthouse Road Suite 205, Vienna, VA 22182RIA
CRD#: 144837
VIENNA, VA
Past
July 2, 2012 - June 4, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
VIENNA, VA
Past
September 13, 2007 - July 5, 2012
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
June 27, 2007 - December 14, 2007
ADVISORS FINANCIAL, INC.
RIA
CRD#: 116340
FALLS CHURCH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ADVISORS FINANCIAL, INC.
ADVISORS FINANCIAL PARTNERS, INC. | ADVISORS FINANCIAL, INC.
CRD#: 144837 / SEC#: 801-80263
RIA
Registered Investment Advisory firm - (9/5/2014 Approved)Maryland
Registered Investment Advisory firm - (10/20/2014 Terminated)Virginia
Registered Investment Advisory firm - (9/18/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(12/23/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AF
ADVISORS FINANCIAL, INC.
ADVISORS FINANCIAL PARTNERS, INC. | ADVISORS FINANCIAL, INC.
CRD#: 144837 / SEC#: 801-80263
RIA
Registered Investment Advisory firm - (9/5/2014 Approved)Maryland
Registered Investment Advisory firm - (10/20/2014 Terminated)Virginia
Registered Investment Advisory firm - (9/18/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8391 Old Courthouse Road Suite 205, Vienna, VA 22182
Mailing Address
Phone number
(703) 883-0300
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 701 |
| AUM (Assets Under Management) | $ 292,512,099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
