Susan Jane Streeter
Professional Summary
Susan Jane Streeter is a registered financial advisor currently at CORMARK SECURITIES (USA) LIMITED. Susan is registered as a RR (Registered Representative) and started their career in finance in 2005. Susan has worked at 1 firm and has passed the Series 99TO, SIE, Series 87, Series 37 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CORMARK SECURITIES (USA) LIMITED | SPROTT SECURITIES (USA) LIMITED
Contact Information
Main Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9Mailing Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9Phone Number
(416) 362-7485Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Apr 2005About the Series 87 examSeries 37 — Canada Module of the General Securities Registered Representative (With Options Questions)
Passed Feb 2005SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Susan Jane Streeter's CRS (Customer Relationship Summary).
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