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RM

Ryan Maliszewski

FAS
Leawood, KS 66224
Some features on this profile are disabled
CRD#: 4800938
RM

Professional summary


Ryan Maliszewski, who also goes by Ryan Michael Maliszewski, is a registered financial professional currently at FAS CORP. located in Leawood, Kansas.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 3 firms and has passed the SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan Michael Maliszewski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Maliszewski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 1, 2019 - Present

FAS CORP.

Office #1: 4747 West 135th Street, Suite 100, Leawood, KS 66224
BD
CRD#: 43536
Leawood, KS
Past

April 30, 2010 - February 8, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ENFIELD, CT
Past

November 9, 2007 - February 8, 2019

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
ENFIELD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FC
FAS CORP.
AFAS CORP. | TFAS CORP. | NYFAS CORP. | MFAS CORP. | FFAS CORP. | FAS CORP.

CRD#: 43536 / SEC#: , 8-50307

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
4747 West 135th Street, Suite 100, Leawood, KS 66224
Mailing Address
4747 W 135 Street, Suite 100, Leawood, KS 66224
Phone number
(913) 239-2300
Established
Kansas since 06/18/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 2013STOCKHOLDER
JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 1996STOCKHOLDER
JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015STOCKHOLDER
AMEY, KEVIN PATRICK FISHERSTOCKHOLDER5611985
MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006STOCKHOLDER
O'GRADY, JORDAN MICHAELSTOCKHOLDER6091943
BARNES, ANNATRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 20134722952
BARNES, JACOB STRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 20136079812
DUSSOLD, JAMES GERARDPRESIDENT, TREASURER, DIRECTOR, GRANTOR, TRUSTEE OF THE JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 19961380347
GLENN, JACQUELYN ELAYNECHIEF COMPLIANCE OFFICER2260863
HORTON, BARNABAS D JRTRUSTEE OF THE MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006
HORTON, MICHELLETRUSTEE AND GRANTOR OF MICHELLE HORTON LIVING TRUST7092037
KRSTIC, MEGAN ASHLEYAML OFFICER
MEIER, JOHN ALANEXECUTIVE VICE PRESIDENT, SECRETARY2869160
MEIER, JOHN TGRANTOR AND TRUSTEE OF THE JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAS CORP.

CRD#: 43536Leawood, KS 66224

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