BB
Brenda A. Barrett
ALLEGIANCE FINANCIAL ADVISORS
Jacksonville, FL 32246-3712
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CRD#: 4800525
BB
Professional summary
Brenda Anne Barrett, who also goes by Brenda Barrett, is a registered financial advisor currently at ALLEGIANCE FINANCIAL ADVISORS, INC. located in Jacksonville, Florida and OSAIC WEALTH, INC. located in Jacksonville, Florida.
Brenda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brenda has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brenda Barrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DELLA PORTA AGENCY, LLC POSITION: Insurance Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/25/2006 ADDRESS: 3112 St. Johns Bluff Rd. S., Jacksonville FL 32246, United States DESCRIPTION: Insurance Broker 2) FAMILY HERITAGE LIFE INS POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 6001 East Royalton Road, Suite 200, Cleveland OH 44147, United States DESCRIPTION: receives a passive residual income from former employer 3) DP BROKERAGE, INC. POSITION: Insurance Broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2006 ADDRESS: 3112 St. Johns Bluff Rd. S., Jacksonville FL 32246, United States DESCRIPTION: Insurance Broker 4) ALLEGIANCE FINANCIAL ADVISORS, INC. POSITION: Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/06/2015 ADDRESS: 3112 St. Johns Bluff Rd Sl, Jacksonville FL 32246, United States DESCRIPTION: IRIA
CRS (Client Relationship Summary) - RIA
Click below to view Brenda Anne Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2008 - Present
ALLEGIANCE FINANCIAL ADVISORS, INC.
Office #1: 3112 St. Johns Bluff Road South, Jacksonville, FL 32246-3712RIA
CRD#: 127293
Jacksonville, FL
Current
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 3112 St. Johns Bluff Rd. So., Jacksonville, FL 32246-3712RIA
BD
CRD#: 23131
Jacksonville, FL
Past
May 8, 2006 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
JACKSONVILLE, FL
Past
May 31, 2004 - May 4, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
May 31, 2004 - May 4, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLEGIANCE FINANCIAL ADVISORS, INC.
ALLEGIANCE FINANCIAL ADVISORS, INC.
CRD#: 127293 / SEC#: 801-121302
RIA
Registered Investment Advisory firm - (5/27/2021 Approved)Florida
Registered Investment Advisory firm - (6/3/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Texas
Registered Investment Advisory firm - (6/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/31/2024)
RR
California(11/2/2018)
IAR
Florida(1/30/2008)
RR
Florida(11/2/2018)
IAR
Georgia(10/21/2016)
RR
Georgia(11/2/2018)
RR
Vermont(11/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLEGIANCE FINANCIAL ADVISORS, INC.
ALLEGIANCE FINANCIAL ADVISORS, INC.
CRD#: 127293 / SEC#: 801-121302
RIA
Registered Investment Advisory firm - (5/27/2021 Approved)Florida
Registered Investment Advisory firm - (6/3/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Texas
Registered Investment Advisory firm - (6/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3112 St. Johns Bluff Road South, Jacksonville, FL 32246-3712
Mailing Address
Phone number
(904) 642-4401
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 443 |
| AUM (Assets Under Management) | $ 154,045,384 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLEGIANCE FINANCIAL ADVISORS, INC.
CRD#: 127293Jacksonville, FL 32246-3712TRUST BUT VERIFY
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