LJ
Lacey Jordan
SUMMIT WEALTH GROUP
COLORADO SPRINGS, CO 80921
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CRD#: 4800294
LJ
Professional summary
Lacey Jordan, CFP®, ChFC®, who also goes by Lacey Cunliffe, Lacey Fugleberg, is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Colorado Springs, Colorado and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Lacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Lacey has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lacey Cunliffe | Lacey Fugleberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Summit Wealth Group. Investment-related. At registered location. RIA. IAR. 04/2025. 160 hrs/month. 160 hrs during securities hrs. Service clients. 2. Fixed Insurance. Investment-related. At registered location. Insurance. Agent. 04/2025. 1 hr/month. 1 hr during securities hrs. Provide insurance advice based on the needs of clients. 3. Jordan Financial Planning LLC. Investment-related. At registered location. Operating LLC/Support company. Owner. 06/2023. 1 hrs/month. 1 hr during securities hrs. Pass through entity for Summit distributions. 4. 2 Ladies LLC. Not investment-related. At registered location. Real Estate Rental / Commercial / Property / Management Services. Owner. 12/2019. 5 hrs/month. 2 hrs during securities hrs. 2 Ladies LLC owns a commercial building. 5. Rental property. Not investment-related. 1522 S Shore Dr., Surf City, NC 28445. Real Estate Rental. Owner. 06/2021. 1 hr/month. 0 hrs during securities hrs. I hired a management company, so very few duties. 6. Ticket sales. Not investment-related. 95 Spectrum Loop, Colorado Springs, CO 80921. Ticket Sales. Owner. 07/2024. 5 hrs/month. 5 hrs during securities hrs. I lease a private suite at the Ford Ampitheater and resell the suite's tickets.
CRS (Client Relationship Summary) - RIA
Click below to view Lacey Jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
April 9, 2025 - Present
SUMMIT WEALTH GROUP
Office #1: 13710 Struthers Road, Suite 115, Colorado Springs, CO 80921RIA
CRD#: 335242
COLORADO SPRINGS, CO
Current
May 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 2510 N. Cascade Ave Suite 120, Colorado Springs, CO 80907BD
CRD#: 35747
ALBANY, NY
Past
May 4, 2015 - May 5, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Colorado Springs, CO
Past
May 4, 2015 - May 5, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Colorado Springs, CO
Past
January 2, 2015 - May 5, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
COLORADO SPRINGS, CO
Past
January 2, 2015 - May 5, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
COLORADO SPRINGS, CO
Past
April 27, 2006 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
COLORADO SPRINGS, CO
Past
January 26, 2005 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(4/9/2025)
RR
Colorado(5/1/2025)
RR
Minnesota(6/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13710 Struthers Road, Suite 115, Colorado Springs, CO 80921
Mailing Address
Phone number
(719) 633-4033
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,911 |
| AUM (Assets Under Management) | $ 1,353,760,295 |
Red Flags
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Company Information
SUMMIT WEALTH GROUP
CRD#: 335242Colorado Springs, CO 80921TRUST BUT VERIFY
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