Tamir Shabat

VCP FINANCIAL

Staten Island, NY 10314

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CRD#: 4799909

Professional summary

Tamir Shabat, who also goes by Tamir [nmn] Shabat, Tom Shabat, is a registered financial advisor currently at VCP FINANCIAL LLC located in Staten Island, New York.

Tamir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tamir has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tamir [nmn] Shabat | Tom Shabat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamir Shabat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2021 - Present

VCP FINANCIAL LLC

Office #1: 2535 Victory Boulevard, Staten Island, NY 10314

RIA

CRD#: 167901

Staten Island, NY

Past

February 17, 2012 - March 2, 2018

STONEX SECURITIES INC.

CRD#: 18456

NEW YORK, NY

Past

May 14, 2010 - March 7, 2012

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

NEW YORK, NY

Past

November 16, 2006 - December 23, 2009

REUVEN ENTERPRISES SECURITIES DIVISION, LLC

CRD#: 140910

NEW YORK, NY

Past

May 31, 2004 - November 20, 2006

KOVACK SECURITIES INC.

CRD#: 44848

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VCP FINANCIAL LLC

LPS FINANCIAL LLC | VCP FINANCIAL LLC

CRD#: 167901 / SEC#: 801-112255

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (1/5/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

New York

Registered Investment Advisory firm - (1/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/3/2023)

IAR

Louisiana
(12/10/2024)

IAR

New Jersey
(6/13/2023)

IAR

New York
(8/24/2021)

IAR

Ohio
(11/2/2023)

IAR

Texas
(6/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/8/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/28/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/4/2009

Registered Options Principal Examination

Current Firm

VCP FINANCIAL LLC

LPS FINANCIAL LLC | VCP FINANCIAL LLC

CRD#: 167901 / SEC#: 801-112255

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (1/5/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

New York

Registered Investment Advisory firm - (1/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/5/2018 Terminated)

PREMIUM

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Contact information

Main Address

2535 Victory Boulevard, Staten Island, NY 10314

Mailing Address

Phone number

(212) 328-7876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - DANIEL SPIEGEL (2/12/2026)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - TAMIR SHABAT (2/12/2026)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - JOSEPH ORLANDO (2/9/2026)

ADV PART 2A BROCHURE (2/9/2026)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - GAURAV LALL (2/9/2026)

Regulatory assets under management

Total Number of Accounts	411
AUM (Assets Under Management)	$ 142,555,551

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tamir Shabat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamir Shabat's CRS (Customer Relationship Summary).

Certified licenses

Experience

VCP FINANCIAL LLC

STONEX SECURITIES INC.

SYNERGY INVESTMENT GROUP, LLC

REUVEN ENTERPRISES SECURITIES DIVISION, LLC

KOVACK SECURITIES INC.

Primary Firm SEC Registration

VCP FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/2004

SIE

Date: 3/2/2018

Series 7

Date: 5/28/2004

Series 4

Date: 2/4/2009

Current Firm

VCP FINANCIAL LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VCP FINANCIAL LLC

TRUST BUT VERIFY

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