Nathan R. Paulson
PAULSON WEALTH MANAGEMENT
Wheaton, IL 60187
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CRD#: 4799867
Professional summary
Nathan Robert Paulson, CFP®, who also goes by Nathan Paulson, is a registered financial advisor currently at PAULSON WEALTH MANAGEMENT INC. located in Wheaton, Illinois.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nathan has worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Paulson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 3RD STREAM PORTFOLIOS; Wheaton, IL; Service Description: Institutional brand DBA for separately managed account services; Start date: 09/23/2013; Title: Portfolio Manager; Duties: Portfolio Manager; Time spent: less than 1%. (2) Storm827LLC, Investment related: Yes, 719 N Ellis Ave, Wheaton, IL, 60187, Holding company to be used for Nate and wife Jennifer for estate planning purposes. Any investments will be made through unaffiliated RIA and no commissions will be received. The entity will not be used for any client activity whatsoever., CEO, 07/27/2022, Less than one hour per week, Management (3) 01/2023 Independent Licensed insurance Agent; Investment Related; Wheaton, IL; Life and Health (4) 9/2023 Monomyth Group LLC; Board Member/Partial Owner; Investment Related: Yes, 2215 Patriot Blvd. Glenview, IL 60026; private holding company; approximately 1% of professional time spent; Representing Class B Shares
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Robert Paulson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 13, 2011 - Present
PAULSON WEALTH MANAGEMENT INC.
Office #1: 207 Reber Street Suite 100, Wheaton, IL 60187Office #2: 222 Lakeview Ave Suite 800, West Palm Beach, FL 33401RIA
CRD#: 150374
Wheaton, IL
Past
September 22, 2009 - September 9, 2022
APW CAPITAL, INC.
BD
CRD#: 43814
WHEATON, IL
Past
July 23, 2004 - June 17, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHICAGO, IL
Past
July 9, 2004 - June 17, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PAULSON WEALTH MANAGEMENT INC.
3RD STREAM PORTFOLIOS | ZEHNDER WEALTH MANAGEMENT | PWM LLC | PAULSON WEALTH MANAGEMENT LLC | PAULSON WEALTH MANAGEMENT INC.
CRD#: 150374 / SEC#: 801-109996
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Alabama
Registered Investment Advisory firm - (12/28/2015 Terminated)Georgia
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/17/2017 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2017 Terminated)Texas
Registered Investment Advisory firm - (3/24/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/15/2023)
IAR
Illinois(9/13/2011)
IAR
Texas(10/29/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PAULSON WEALTH MANAGEMENT INC.
3RD STREAM PORTFOLIOS | ZEHNDER WEALTH MANAGEMENT | PWM LLC | PAULSON WEALTH MANAGEMENT LLC | PAULSON WEALTH MANAGEMENT INC.
CRD#: 150374 / SEC#: 801-109996
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Alabama
Registered Investment Advisory firm - (12/28/2015 Terminated)Georgia
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/17/2017 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2017 Terminated)Texas
Registered Investment Advisory firm - (3/24/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 Lakeview Ave Suite 800, West Palm Beach, FL 33401
Mailing Address
Phone number
(407) 957-0074
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,616 |
| AUM (Assets Under Management) | $ 503,802,348 |
Red Flags
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