Joseph C. Marsh

MARSH ADVISORS,

Pittsford, NY

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CRD#: 4799862

Professional summary

Joseph Cornell Marsh, who also goes by Joe Marsh, Joseph C. Marsh, is a registered financial advisor currently at MARSH ADVISORS, INC located in Pittsford, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joseph has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Marsh | Joseph C. Marsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Cornell Marsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2021 - Present

MARSH ADVISORS, INC

RIA

CRD#: 166497

Pittsford, NY

Past

August 12, 2008 - December 31, 2008

KLING & MARSH WEALTH MANAGEMENT, LLC

RIA

CRD#: 130336

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2004

Uniform Investment Adviser Law Examination

Current Firm

MARSH ADVISORS, INC

DIEHL / MARSH WEALTH MANAGEMENT, INC. | MARSH ADVISORS, INC | JMS CAPITAL MANAGEMENT, INC.

CRD#: 166497 / SEC#:

New York

Registered Investment Advisory firm - (2/19/2013 Approved)

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Contact information

Main Address

Rochester, NY

Mailing Address

Phone number

(585) 330-5479

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 1,518,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Marsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Cornell Marsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARSH ADVISORS, INC

KLING & MARSH WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2004

Current Firm

MARSH ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARSH ADVISORS, INC

TRUST BUT VERIFY

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