TW
Todd F. Williams
ORCHARD SECURITIES
Old Lyme, CT 06371
Some features on this profile are disabled
CRD#: 4799209
TW
Professional summary
Todd Frederick Williams is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Old Lyme, Connecticut.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2004. Todd has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Todd Frederick Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2016 - Present
ORCHARD SECURITIES, LLC
Office #1: 2 Huntley Road Suite B, Old Lyme, CT 06371BD
CRD#: 133378
Old Lyme, CT
Past
June 9, 2011 - November 16, 2015
TERRA CAPITAL MARKETS LLC
BD
CRD#: 123762
NEW YORK, NY
Past
January 7, 2010 - June 9, 2011
WNC CAPITAL CORPORATION
BD
CRD#: 36174
IRVINE, CA
Past
July 26, 2006 - December 18, 2009
CABIN SECURITIES, INC.
BD
CRD#: 137608
SAN CLEMENTE, CA
Past
May 25, 2005 - August 29, 2006
BURCH & COMPANY, INC
BD
CRD#: 102280
SAN CLEMENTE, CA
Past
June 14, 2004 - May 31, 2005
JAMES HAROLD GOODE, JR.
BD
CRD#: 16334
SAN CLEMENTE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/11/2016)
RR
Alaska(1/6/2016)
RR
Arizona(1/6/2016)
RR
Arkansas(2/11/2016)
RR
California(1/6/2016)
RR
Colorado(1/6/2016)
RR
Connecticut(2/11/2016)
RR
Delaware(2/11/2016)
RR
District of Columbia(2/11/2016)
RR
Florida(2/11/2016)
RR
Georgia(2/11/2016)
RR
Hawaii(1/6/2016)
RR
Idaho(1/6/2016)
RR
Illinois(2/11/2016)
RR
Indiana(2/11/2016)
RR
Iowa(2/11/2016)
RR
Kansas(2/11/2016)
RR
Kentucky(2/11/2016)
RR
Louisiana(2/11/2016)
RR
Maine(2/11/2016)
RR
Maryland(2/11/2016)
RR
Massachusetts(2/11/2016)
RR
Michigan(2/11/2016)
RR
Minnesota(2/11/2016)
RR
Mississippi(2/11/2016)
RR
Missouri(2/11/2016)
RR
Montana(1/6/2016)
RR
Nebraska(2/11/2016)
RR
Nevada(2/11/2016)
RR
New Hampshire(2/11/2016)
RR
New Jersey(2/11/2016)
RR
New Mexico(1/6/2016)
RR
New York(2/11/2016)
RR
North Carolina(2/12/2016)
RR
North Dakota(2/11/2016)
RR
Ohio(2/12/2016)
RR
Oklahoma(2/11/2016)
RR
Oregon(1/6/2016)
RR
Pennsylvania(2/11/2016)
RR
Rhode Island(2/11/2016)
RR
South Carolina(2/11/2016)
RR
South Dakota(2/11/2016)
RR
Tennessee(2/11/2016)
RR
Texas(2/11/2016)
RR
Utah(2/11/2016)
RR
Vermont(2/11/2016)
RR
Virginia(2/11/2016)
RR
Washington(1/6/2016)
RR
West Virginia(2/11/2016)
RR
Wisconsin(2/11/2016)
RR
Wyoming(1/6/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OS
ORCHARD SECURITIES, LLC
JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC
CRD#: 133378 / SEC#: , 8-66719
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Mailing Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Phone number
(801) 316-4301
Established
Utah since 09/27/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
