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BR

Brett M. Reilly

DAVID LERNER ASSOCIATES
Syosset, NY 11791-9006
Some features on this profile are disabled
CRD#: 4799166
BR

Professional summary

Brett Michael Reilly is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.

Brett is registered as a RR (Registered Representative) and started their career in finance in 2004. Brett has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brett Michael Reilly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 26, 2004 - Present

DAVID LERNER ASSOCIATES, INC.

Office #1: 477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
BD
CRD#: 5397
Syosset, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/11/2008)
RR
California
(3/11/2008)
RR
Colorado
(3/11/2008)
RR
Connecticut
(8/20/2004)
RR
Florida
(9/29/2021)
RR
Massachusetts
(3/11/2008)
RR
New Hampshire
(3/11/2008)
RR
New Jersey
(3/11/2008)
RR
New York
(8/20/2004)
RR
Oklahoma
(3/11/2008)
RR
Pennsylvania
(3/11/2008)
RR
South Carolina
(3/11/2008)

Exams

State Security Law Exam
RR
Series 63
Date: 8/19/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.

CRD#: 5397 / SEC#: , 8-20746

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Phone number
(516) 921-4200
Established
New York since 11/06/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LERNER, DAVIDSHAREHOLDER307120
HOLEMAN, ALLEN BERNARDCHIEF COMPLIANCE OFFICER1060910
SANTOS, ERIKA VALERIAFINOP6218921
WALCOE, MARTIN KEVINPRESIDENT1593935

Disclosures

Regulatory Event22
Arbitration19

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAVID LERNER ASSOCIATES, INC.

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397Syosset, NY 11791-9006

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